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First Trust Dow Jones Select MicroCap Index Fund
FDM

64 hedge funds and large institutions have $113M invested in First Trust Dow Jones Select MicroCap Index Fund in 2024 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 22 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

9% more capital invested

Capital invested by funds: $104M → $113M (+$9.01M)

3% more funds holding

Funds holding: 62 → 64 (+2)

9% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 22

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

9.79% less ownership

Funds ownership: 73.72% → 63.93% (-9.8%)

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
5
Increased
24
Reduced
22
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IAIM
International Assets Investment Management
Florida
+$5.7M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.76M
3
AFG
Arkansas Financial Group
Arkansas
+$1.3M
4
BBHC
Brown Brothers Harriman & Co
New York
+$295K
5
Jones Financial Companies
Jones Financial Companies
Missouri
+$267K

Top Sellers

1
SFC
Strategic Financial Concepts
Texas
-$23.9M
2
GLLW
Graves Light Lenhart Wealth
Virginia
-$360K
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$356K
4
CP
Camelot Portfolios
Ohio
-$235K
5
NFW
Noble Family Wealth
Florida
-$132K
Name Holding Trade Value Shares
Change 		Change in
Stake
HAS
1
Horizon Advisory Services
New York
$20.2M +$14.3K +228 +0.1%
CPIG
2
Chicago Partners Investment Group
Illinois
$11.9M +$255K +4,074 +2%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$11.1M -$89.4K -1,427 -0.8%
AFG
4
Arkansas Financial Group
Arkansas
$9.41M +$1.3M +20,681 +16%
LPL Financial
5
LPL Financial
California
$7.91M -$118K -1,885 -2%
Wells Fargo
6
Wells Fargo
California
$7.17M +$47K +750 +0.7%
Morgan Stanley
7
Morgan Stanley
New York
$7.05M +$155K +2,476 +2%
MAM
8
Marquette Asset Management
Minnesota
$6.94M +$26K +415 +0.4%
SAM
9
Smithbridge Asset Management
Pennsylvania
$3.11M -$99.6K -1,590 -3%
HWM
10
HB Wealth Management
Georgia
$2.88M – – –
EWM
11
Empirical Wealth Management
Washington
$2.05M -$35.3K -564 -2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.8M +$1.76M +28,063 New
Bank of America
13
Bank of America
North Carolina
$1.59M +$63.8K +1,018 +4%
KCM
14
Kendall Capital Management
Maryland
$1.4M +$9.27K +148 +0.7%
UBS Group
15
UBS Group
Switzerland
$1.34M +$31.8K +508 +2%
WMG
16
WESCAP Management Group
California
$1.33M -$57.1K -911 -4%
NFW
17
Noble Family Wealth
Florida
$1.28M -$132K -2,102 -10%
CP
18
Camelot Portfolios
Ohio
$1.12M -$235K -3,757 -18%
AWS
19
Atria Wealth Solutions
New York
$1.08M +$8.84K +141 +0.8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.02M -$3.07K -49 -0.3%
AF
21
Allworth Financial
California
$989K -$79.6K -1,270 -8%
Mariner
22
Mariner
Kansas
$729K +$1.25K +20 +0.2%
Stifel Financial
23
Stifel Financial
Missouri
$644K +$47.6K +759 +8%
BCA
24
Bay Colony Advisors
Massachusetts
$643K +$125 +2 +0%
AFP
25
Ausdal Financial Partners
Iowa
$604K -$4.64K -74 -0.8%
1
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FDM Hedge Fund Activity: Q3 2024 in Review

64 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2024, worth a combined $113M — up 8.6% from $104M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FDM positions and 2 closed out — a net gain of 3 holders — while 24 added to existing stakes and 22 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $5.7M. The largest seller was Strategic Financial Concepts, cutting an estimated $23.9M.

  • 64 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2024, up from 62 in Q2 2024.
  • Funds reported $113M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2024, up 8.6% quarter-over-quarter.
  • 5 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2024 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2024 was International Assets Investment Management, an estimated $5.7M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2024 was Strategic Financial Concepts, an estimated $23.9M sold.

Based on aggregated 13F filings for Q3 2024.