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First Trust Dow Jones Select MicroCap Index Fund

30 hedge funds and large institutions have $13.5M invested in First Trust Dow Jones Select MicroCap Index Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

5.94% less ownership

Funds ownership: 35.74%29.8% (-5.9%)

21% less capital invested

Capital invested by funds: $17.1M → $13.5M (-$3.62M)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$3.74M -$243K -7,297 -6%
FWM
2
Frontier Wealth Management
Missouri
$2.19M -$249K -7,487 -10%
Morgan Stanley
3
Morgan Stanley
New York
$1.9M +$783K +23,527 +71%
CP
4
Camelot Portfolios
Ohio
$1.25M -$44.5K -1,337 -3%
Wells Fargo
5
Wells Fargo
California
$642K -$7.56K -227 -1%
Jane Street
6
Jane Street
New York
$495K -$49.8K -1,497 -9%
OCM
7
One Capital Management
California
$474K -$4.56K -137 -1%
TH
8
Timber Hill
Connecticut
$423K -$50.4K -1,514 -11%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$368K -$2.92M -87,667 -89%
CPIG
10
Chicago Partners Investment Group
Illinois
$301K +$100 +3 +0%
NGA
11
Naples Global Advisors
Florida
$269K
VKH
12
Virtu KCG Holdings
New York
$267K +$265K +7,970 New
Bank of America
13
Bank of America
North Carolina
$229K -$266 -8 -0.1%
UBS Group
14
UBS Group
Switzerland
$204K -$193K -5,786 -49%
Fifth Third Bancorp
15
Fifth Third Bancorp
Ohio
$134K
SG Americas Securities
16
SG Americas Securities
New York
$124K +$123K +3,700 New
SG
17
Societe Generale
$124K +$123K +3,700 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$67K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$60K +$366 +11 +0.6%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$58K +$34.2K +1,026 +147%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$49K -$8.89K -267 -15%
MWP
22
MYCIO Wealth Partners
Pennsylvania
$47K +$67 +2 +0.1%
WA
23
WFG Advisors
Texas
$26K
AG
24
Advisor Group
Arizona
$19K +$19.8K +596 New
IWMPD
25
Integrated Wealth Management (Palm Desert)
California
$17K +$17.2K +517 New

FDM Hedge Fund Activity: Q2 2016 in Review

30 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q2 2016, worth a combined $13.5M — down 21% from $17.1M a quarter earlier.

Fund positioning in FDM was balanced in Q2 2016: 5 funds opened new positions, 5 closed out, 5 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $783K. The largest seller was Susquehanna International Group, cutting an estimated $2.92M.

  • 30 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $13.5M of First Trust Dow Jones Select MicroCap Index Fund stock for Q2 2016, down 21% quarter-over-quarter.
  • 5 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q2 2016 and 5 closed out, a net change of 0 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q2 2016 was Morgan Stanley, an estimated $783K added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q2 2016 was Susquehanna International Group, an estimated $2.92M sold.

Based on aggregated 13F filings for Q2 2016.