Timber Hill’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Timber Hill’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-11,429	Closed	-$414K	–	2265
2016 Q3	$414K	Sell	11,429 -1,200	-10%	-$42.6K	﹤0.01%	1553
2016 Q2	$423K	Sell	12,629 -1,514	-11%	-$50.4K	﹤0.01%	1652
2016 Q1	$468K	Sell	14,143 -656	-4%	-$20.4K	﹤0.01%	1586
2015 Q4	$487K	Sell	14,799 -1,680	-10%	-$56.5K	﹤0.01%	1712
2015 Q3	$522K	Buy	16,479 +4,457	+37%	+$148K	﹤0.01%	1763
2015 Q2	$417K	Hold	12,022	–	–	﹤0.01%	2003
2015 Q1	$408K	Hold	12,022	–	–	﹤0.01%	1906
2014 Q4	$401K	Sell	12,022 -4,968	-29%	-$156K	﹤0.01%	2002
2014 Q3	$509K	Buy	16,990 +4,088	+32%	+$128K	﹤0.01%	1978
2014 Q2	$413K	Buy	+12,902	New	+$405K	﹤0.01%	2213

Other funds holding FDM

NCM

Niemann Capital Management Stateline, Nevada $788K AUM 23.27% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Timber Hill's FDM Position: Q4 2016 in Review

Timber Hill sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q4 2016, closing a stake of 11,429 shares — an estimated $414K sold.

Timber Hill first reported a position in FDM in Q2 2014 and held it in 10 quarters. The position peaked at $522K in Q3 2015. 35 funds tracked by Wall St. Rank hold FDM as of Q4 2016.

Timber Hill reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q4 2016 after selling out during the quarter.
Timber Hill sold 11,429 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2016, an estimated $414K.
Timber Hill first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2014 and held it in 10 quarters.
Timber Hill's First Trust Dow Jones Select MicroCap Index Fund position peaked at $522K in Q3 2015.
35 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2016.

Based on Timber Hill's 13F filing for Q4 2016, filed 8 Feb 2017.