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First Trust Dow Jones Select MicroCap Index Fund

35 hedge funds and large institutions have $76.4M invested in First Trust Dow Jones Select MicroCap Index Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 6 closing their positions.

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
12
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
NCM
1
Niemann Capital Management
Nevada
$24.1M 546,738 +546,738 New
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$16M 362,257 +360,953 +27,680%
UCFA
3
United Capital Financial Advisors
Texas
$13.3M 301,560 +301,560 New
Morgan Stanley
4
Morgan Stanley
New York
$4.27M 96,735 +27,882 +40%
Wells Fargo
5
Wells Fargo
California
$3.37M 76,450 +54,432 +247%
FWM
6
Frontier Wealth Management
Missouri
$2.16M 48,979 -6,903 -12%
CP
7
Camelot Portfolios
Ohio
$1.86M 42,075 +4,489 +12%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.48M 33,505 -28,106 -46%
SG Americas Securities
9
SG Americas Securities
New York
$1.37M 31,154 +15,654 +101%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.26M 28,653 +27,308 +2,030%
BTS
11
BB&T Securities
Virginia
$996K 27,486
Jane Street
12
Jane Street
New York
$909K 20,613 +6,497 +46%
RJA
13
Raymond James & Associates
Florida
$905K 20,521 +14,024 +216%
LPL Financial
14
LPL Financial
California
$854K 19,274 +19,274 New
OCM
15
One Capital Management
California
$597K 13,533 -441 -3%
Bank of America
16
Bank of America
North Carolina
$595K 13,483 +7,016 +108%
CPIG
17
Chicago Partners Investment Group
Illinois
$354K 8,017 +1,732 +28%
NGA
18
Naples Global Advisors
Florida
$350K 7,935
CIBC World Market
19
CIBC World Market
Ontario, Canada
$329K 7,461 +7,461 New
UBS Group
20
UBS Group
Switzerland
$255K 5,775 -4,374 -43%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$238K 5,404 -16,957 -76%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$238K 5,389 +5,389 New
Mariner
23
Mariner
Kansas
$220K 4,987 +4,987 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$176K 4,000
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$80K 1,812 +2 +0.1%