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First Trust Dow Jones Select MicroCap Index Fund

38 hedge funds and large institutions have $55.9M invested in First Trust Dow Jones Select MicroCap Index Fund in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

28% more capital invested

Capital invested by funds: $43.6M → $55.9M (+$12.3M)

9% more funds holding

Funds holding: 3538 (+3)

3.7% more ownership

Funds ownership: 34.81%38.5% (+3.7%)

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
17
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.2M +$7.29M +140,274 +36%
CPIG
2
Chicago Partners Investment Group
Illinois
$3.09M +$504K +9,694 +17%
Bank of America
3
Bank of America
North Carolina
$3.07M +$1.22M +23,557 +65%
Wells Fargo
4
Wells Fargo
California
$3.01M +$796K +15,318 +35%
CP
5
Camelot Portfolios
Ohio
$2.02M -$73.5K -1,415 -3%
LPL Financial
6
LPL Financial
California
$1.89M +$468K +9,000 +32%
Citadel Advisors
7
Citadel Advisors
Florida
$1.75M +$496K +9,549 +39%
IA
8
IFP Advisors
Florida
$1.69M +$97.6K +1,878 +6%
FWM
9
Frontier Wealth Management
Missouri
$1.56M -$16K -308 -1%
BTS
10
BB&T Securities
Virginia
$1.4M +$182K +3,498 +15%
RJA
11
Raymond James & Associates
Florida
$1.32M +$175K +3,374 +15%
UBS Group
12
UBS Group
Switzerland
$1.26M +$427K +8,222 +50%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$701K +$268K +5,159 +60%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$617K -$2.23K -43 -0.4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$606K -$39K -750 -6%
EWM
16
Empirical Wealth Management
Washington
$547K
Jane Street
17
Jane Street
New York
$463K +$156K +2,999 +49%
CAN
18
Cetera Advisor Networks
California
$462K +$255K +4,904 +117%
CWS
19
Cypress Wealth Services
California
$413K +$7.17K +138 +2%
AG
20
Advisor Group
Arizona
$384K +$196K +3,762 +100%
NGA
21
Naples Global Advisors
Florida
$383K -$1.3K -25 -0.3%
OCM
22
One Capital Management
California
$339K -$15.6K -300 -4%
SG Americas Securities
23
SG Americas Securities
New York
$314K +$319K +6,146 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$260K +$152K +2,933 +137%
Mariner
25
Mariner
Kansas
$255K

FDM Hedge Fund Activity: Q3 2018 in Review

38 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2018, worth a combined $55.9M — up 28% from $43.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FDM positions and 3 closed out — a net gain of 3 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.29M. The largest seller was CIBC World Market, exiting entirely with an estimated $551K sold.

  • 38 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2018, up from 35 in Q2 2018.
  • Funds reported $55.9M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2018, up 28% quarter-over-quarter.
  • 6 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2018 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2018 was Morgan Stanley, an estimated $7.29M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2018 was CIBC World Market, an estimated $551K sold.

Based on aggregated 13F filings for Q3 2018.