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First Trust Dow Jones Select MicroCap Index Fund
FDM

30 hedge funds and large institutions have $17.9M invested in First Trust Dow Jones Select MicroCap Index Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

7% more funds holding

Funds holding: 28 → 30 (+2)

4.68% more ownership

Funds ownership: 31.57% → 36.25% (+4.7%)

5% more capital invested

Capital invested by funds: $17M → $17.9M (+$840K)

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$1.1M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.06M
3
Jane Street
Jane Street
New York
+$232K
4
VKH
Virtu KCG Holdings
New York
+$213K
5
TH
Timber Hill
Connecticut
+$148K

Top Sellers

1
CS
Comerica Securities
Michigan
-$369K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$254K
3
FWM
Frontier Wealth Management
Missouri
-$194K
4
CP
Camelot Portfolios
Ohio
-$21.2K
5
OCM
One Capital Management
California
-$1.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
1
BB&T Securities
Virginia
$3.74M +$129K +3,871 +3%
FWM
2
Frontier Wealth Management
Missouri
$2.85M -$194K -5,837 -6%
Morgan Stanley
3
Morgan Stanley
New York
$2.26M +$119K +3,568 +5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.62M +$1.06M +31,900 +166%
Wells Fargo
5
Wells Fargo
California
$1.61M +$123K +3,683 +8%
Citadel Advisors
6
Citadel Advisors
Florida
$1.24M +$1.1M +33,016 +535%
CP
7
Camelot Portfolios
Ohio
$1.16M -$21.2K -638 -2%
TH
8
Timber Hill
Connecticut
$522K +$148K +4,457 +37%
Jane Street
9
Jane Street
New York
$499K +$232K +6,965 +79%
UBS Group
10
UBS Group
Switzerland
$455K +$47.6K +1,429 +11%
Bank of America
11
Bank of America
North Carolina
$327K -$233 -7 -0.1%
OCM
12
One Capital Management
California
$271K -$1.3K -39 -0.5%
NGA
13
Naples Global Advisors
Florida
$258K – – –
CPIG
14
Chicago Partners Investment Group
Illinois
$236K – – –
VKH
15
Virtu KCG Holdings
New York
$203K +$213K +6,405 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$180K -$254K -7,637 -57%
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$127K – – –
WA
18
WFG Advisors
Texas
$59K – – –
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$55K +$57.5K +1,728 New
MWP
20
MYCIO Wealth Partners
Pennsylvania
$46K +$67 +2 +0.1%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$43K – – –
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$32K – – –
Creative Planning
23
Creative Planning
Kansas
$16K +$16.8K +505 New
DADC
24
D.A. Davidson & Co
Montana
$12K – – –
MFS
25
MSI Financial Services
Massachusetts
$10K – – –
1
2

FDM Hedge Fund Activity: Q3 2015 in Review

30 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2015, worth a combined $17.9M — up 4.9% from $17M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FDM positions and 1 closed out — a net gain of 2 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.1M. The largest seller was Comerica Securities, exiting entirely with an estimated $369K sold.

  • 30 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2015, up from 28 in Q2 2015.
  • Funds reported $17.9M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2015, up 4.9% quarter-over-quarter.
  • 3 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2015 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2015 was Citadel Advisors, an estimated $1.1M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2015 was Comerica Securities, an estimated $369K sold.

Based on aggregated 13F filings for Q3 2015.