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First Trust Dow Jones Select MicroCap Index Fund

52 hedge funds and large institutions have $78.3M invested in First Trust Dow Jones Select MicroCap Index Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 23 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 18

4.37% less ownership

Funds ownership: 53.19%48.82% (-4.4%)

13% less funds holding

Funds holding: 6052 (-8)

14% less capital invested

Capital invested by funds: $90.5M → $78.3M (-$12.2M)

78% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 9

Holders
52
Holders Change
-8
Holders Change %
-13.33%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
23
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10.3M +$107K +1,787 +1%
Wells Fargo
2
Wells Fargo
California
$7.82M +$68.1K +1,135 +0.9%
Morgan Stanley
3
Morgan Stanley
New York
$7.52M -$101K -1,682 -1%
LPL Financial
4
LPL Financial
California
$6.92M -$572K -9,530 -8%
CPIG
5
Chicago Partners Investment Group
Illinois
$6.54M +$220K +3,663 +4%
CCP
6
Cardan Capital Partners
Colorado
$6.31M -$2.2M -36,587 -26%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.33M -$682K -11,368 -14%
EWM
8
Empirical Wealth Management
Washington
$2.88M +$36.4K +606 +1%
CP
9
Camelot Portfolios
Ohio
$1.91M -$330K -5,496 -15%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.87M -$1.96M -32,638 -51%
UBS Group
11
UBS Group
Switzerland
$1.83M -$159K -2,651 -8%
FAIM
12
Financial Advocates Investment Management
Washington
$1.83M +$249K +4,158 +16%
WMG
13
WESCAP Management Group
California
$1.76M +$178K +2,959 +11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.06M -$56.8K -946 -5%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.04M +$124K +2,070 +14%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.02M +$23.5K +391 +2%
Stifel Financial
17
Stifel Financial
Missouri
$1M -$181K -3,020 -15%
MFGM
18
Marshall Financial Group (Maryland)
Maryland
$1M +$33.2K +554 +3%
Truist Financial
19
Truist Financial
North Carolina
$941K -$151K -2,517 -14%
Bank of America
20
Bank of America
North Carolina
$794K +$33.7K +561 +4%
Mercer Global Advisors
21
Mercer Global Advisors
Colorado
$774K -$3M -49,915 -79%
AFP
22
Ausdal Financial Partners
Iowa
$706K -$3K -50 -0.4%
GRP
23
Global Retirement Partners
California
$595K -$167K -2,787 -22%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$581K -$123K -2,044 -17%
CA
25
Cetera Advisors
Colorado
$567K +$20.3K +338 +4%

FDM Hedge Fund Activity: Q3 2021 in Review

52 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2021, worth a combined $78.3M — down 14% from $90.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FDM and 2 opened new positions — a net loss of 7 holders — while 18 trimmed existing stakes and 23 added.

The largest buyer was Financial Advocates Investment Management, adding an estimated $249K. The largest seller was Mercer Global Advisors, cutting an estimated $3M.

  • 52 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2021, down from 60 in Q2 2021.
  • Funds reported $78.3M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2021, down 14% quarter-over-quarter.
  • 2 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2021 and 9 closed out, a net change of -7 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2021 was Financial Advocates Investment Management, an estimated $249K added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2021 was Mercer Global Advisors, an estimated $3M sold.

Based on aggregated 13F filings for Q3 2021.