Tower Research Capital (TRC)’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Tower Research Capital (TRC)’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-22,913	Closed	-$1.2M	–	6176
2022 Q2	$1.2M	Buy	22,913 +7,741	+51%	+$433K	0.03%	592
2022 Q1	$914K	Buy	15,172 +13,118	+639%	+$800K	0.01%	829
2021 Q4	$131K	Buy	+2,054	New	+$129K	﹤0.01%	2057
2021 Q3	–	Sell	-14,011	Closed	-$866K	–	5874
2021 Q2	$866K	Buy	+14,011	New	+$850K	0.02%	767
2017 Q2	–	Sell	-103	Closed	-$4K	–	2931
2017 Q1	$4K	Buy	+103	New	+$4.42K	﹤0.01%	2311
2016 Q4	–	Sell	-1	Closed	–	–	3979
2016 Q3	$0	Buy	+1	New	+$36	﹤0.01%	3872
2015 Q1	–	Sell	-44	Closed	-$1K	–	4554
2014 Q4	$1K	Buy	+44	New	+$1.38K	﹤0.01%	3632
2014 Q2	–	Sell	-847	Closed	-$27K	–	4211
2014 Q1	$27K	Buy	+847	New	+$26.9K	﹤0.01%	1595

Other funds holding FDM

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Tower Research Capital (TRC)'s FDM Position: Q3 2022 in Review

Tower Research Capital (TRC) sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q3 2022, closing a stake of 22,913 shares — an estimated $1.2M sold.

Tower Research Capital (TRC) first reported a position in FDM in Q1 2014 and held it in 8 quarters. The position peaked at $1.2M in Q2 2022. 60 funds tracked by Wall St. Rank hold FDM as of Q3 2022.

Tower Research Capital (TRC) reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q3 2022 after selling out during the quarter.
Tower Research Capital (TRC) sold 22,913 First Trust Dow Jones Select MicroCap Index Fund shares in Q3 2022, an estimated $1.2M.
Tower Research Capital (TRC) first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q1 2014 and held it in 8 quarters.
Tower Research Capital (TRC)'s First Trust Dow Jones Select MicroCap Index Fund position peaked at $1.2M in Q2 2022.
60 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q3 2022.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2022, filed 10 Nov 2022.