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First Trust Dow Jones Select MicroCap Index Fund

32 hedge funds and large institutions have $15.1M invested in First Trust Dow Jones Select MicroCap Index Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $13.5M → $15.1M (+$1.55M)

7% more funds holding

Funds holding: 3032 (+2)

0.85% more ownership

Funds ownership: 29.8%30.65% (+0.85%)

8% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 12

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
12
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.5M +$432K +12,151 +21%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.23M +$1.8M +50,608 +460%
FWM
3
Frontier Wealth Management
Missouri
$2.03M -$339K -9,547 -15%
CP
4
Camelot Portfolios
Ohio
$1.36M +$2.66K +75 +0.2%
BTS
5
BB&T Securities
Virginia
$996K -$3M -84,321 -75%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$810K +$731K +20,582 +1,157%
Wells Fargo
7
Wells Fargo
California
$798K +$101K +2,833 +15%
SG Americas Securities
8
SG Americas Securities
New York
$562K +$419K +11,800 +319%
Jane Street
9
Jane Street
New York
$512K -$23.7K -667 -5%
OCM
10
One Capital Management
California
$507K -$7.03K -198 -1%
TH
11
Timber Hill
Connecticut
$414K -$42.6K -1,200 -10%
UBS Group
12
UBS Group
Switzerland
$368K +$144K +4,042 +66%
NGA
13
Naples Global Advisors
Florida
$288K -$3.55K -100 -1%
VKH
14
Virtu KCG Holdings
New York
$277K -$12.1K -340 -4%
RJA
15
Raymond James & Associates
Florida
$236K +$231K +6,497 New
Bank of America
16
Bank of America
North Carolina
$234K -$13.9K -391 -6%
CPIG
17
Chicago Partners Investment Group
Illinois
$228K -$96.6K -2,720 -30%
Citadel Advisors
18
Citadel Advisors
Florida
$224K +$219K +6,175 New
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$145K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$66K +$2.98K +84 +5%
MWP
21
MYCIO Wealth Partners
Pennsylvania
$51K +$284 +8 +0.6%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$49K -$23.3K -656 -33%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$47K -$5.51K -155 -11%
IWMPD
24
Integrated Wealth Management (Palm Desert)
California
$40K +$20.7K +583 +113%
WA
25
WFG Advisors
Texas
$28K

FDM Hedge Fund Activity: Q3 2016 in Review

32 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2016, worth a combined $15.1M — up 11% from $13.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FDM positions and 0 closed out — a net gain of 3 holders — while 11 added to existing stakes and 12 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.8M. The largest seller was BB&T Securities, cutting an estimated $3M.

  • 32 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2016, up from 30 in Q2 2016.
  • Funds reported $15.1M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2016, up 11% quarter-over-quarter.
  • 3 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2016 and 0 closed out, a net change of +3 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2016 was Susquehanna International Group, an estimated $1.8M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2016 was BB&T Securities, an estimated $3M sold.

Based on aggregated 13F filings for Q3 2016.