Ladenburg Thalmann Financial Services’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$296K	Sell	5,902 -390	-6%	-$18.5K	﹤0.01%	2216
2019 Q3	$288K	Buy	6,292 +180	+3%	+$8.1K	﹤0.01%	2199
2019 Q2	$277K	Buy	6,112 +100	+2%	+$4.48K	﹤0.01%	2219
2019 Q1	$268K	Sell	6,012 -93	-2%	-$4.2K	﹤0.01%	2179
2018 Q4	$247K	Buy	6,105 +1,027	+20%	+$46.7K	﹤0.01%	2071
2018 Q3	$260K	Buy	5,078 +2,933	+137%	+$152K	﹤0.01%	2103
2018 Q2	$101K	Hold	2,145	–	–	﹤0.01%	2737
2018 Q1	$101K	Buy	2,145 +109	+5%	+$5.17K	﹤0.01%	2737
2017 Q4	$96K	Hold	2,036	–	–	﹤0.01%	2756
2017 Q3	$94K	Buy	2,036 +550	+37%	+$24.1K	﹤0.01%	2645
2017 Q2	$65K	Hold	1,486	–	–	﹤0.01%	2834
2017 Q1	$63K	Sell	1,486 -27,167	-95%	-$1.16M	﹤0.01%	2729
2016 Q4	$1.26M	Buy	28,653 +27,308	+2,030%	+$1.08M	0.02%	724
2016 Q3	$49K	Sell	1,345 -656	-33%	-$23.3K	﹤0.01%	2792
2016 Q2	$67K	Hold	2,001	–	–	﹤0.01%	2455
2016 Q1	$66K	Buy	2,001 +656	+49%	+$20.4K	﹤0.01%	2377
2015 Q4	$44K	Hold	1,345	–	–	﹤0.01%	2643
2015 Q3	$43K	Hold	1,345	–	–	﹤0.01%	2574
2015 Q2	$47K	Hold	1,345	–	–	﹤0.01%	2628
2015 Q1	$46K	Buy	1,345 +30	+2%	+$989	﹤0.01%	2605
2014 Q4	$44K	Sell	1,315 -56	-4%	-$1.76K	﹤0.01%	2446
2014 Q3	$41K	Hold	1,371	–	–	﹤0.01%	2167
2014 Q2	$44K	Sell	1,371 -122	-8%	-$3.83K	﹤0.01%	2135
2014 Q1	$49K	Sell	1,493 -4,079	-73%	-$129K	﹤0.01%	1988
2013 Q4	$182K	Buy	5,572 +5,045	+957%	+$155K	0.01%	1126
2013 Q3	$15K	Sell	527 -73	-12%	-$2.06K	﹤0.01%	2630
2013 Q2	$16K	Buy	+600	New	+$15.4K	﹤0.01%	2460

Other funds holding FDM

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FDM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Dow Jones Select MicroCap Index Fund (FDM) stake by 6.2% in Q4 2019, selling an estimated $18.5K and leaving 5,902 shares worth $296K. The position accounts for ﹤0.01% of the portfolio, ranked #2216.

Ladenburg Thalmann Financial Services first reported a position in FDM in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.26M in Q4 2016. 48 funds tracked by Wall St. Rank hold FDM as of Q4 2019.

Ladenburg Thalmann Financial Services held 5,902 shares of First Trust Dow Jones Select MicroCap Index Fund worth $296K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 390 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2019, an estimated $18.5K.
First Trust Dow Jones Select MicroCap Index Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2216 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Dow Jones Select MicroCap Index Fund position peaked at $1.26M in Q4 2016.
48 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.