LPL Financial’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

LPL Financial’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$17.6M	Buy	214,367 +45,335	+27%	+$3.78M	﹤0.01%	1560
2025 Q4	$13.5M	Buy	169,032 +8,598	+5%	+$661K	﹤0.01%	1680
2025 Q3	$12.2M	Buy	160,434 +18,623	+13%	+$1.37M	﹤0.01%	1698
2025 Q2	$10.2M	Buy	141,811 +1,198	+0.9%	+$77.4K	﹤0.01%	1701
2025 Q1	$8.74M	Sell	140,613 -26,510	-16%	-$1.79M	﹤0.01%	1696
2024 Q4	$11.4M	Buy	167,123 +43,702	+35%	+$2.97M	﹤0.01%	1442
2024 Q3	$7.91M	Sell	123,421 -1,885	-2%	-$118K	﹤0.01%	1643
2024 Q2	$7.51M	Buy	125,306 +8,634	+7%	+$526K	﹤0.01%	1549
2024 Q1	$7.32M	Buy	116,672 +2,444	+2%	+$146K	﹤0.01%	1528
2023 Q4	$7.01M	Buy	114,228 +4,224	+4%	+$236K	﹤0.01%	1470
2023 Q3	$6.03M	Sell	110,004 -1,801	-2%	-$103K	﹤0.01%	1486
2023 Q2	$6.29M	Buy	111,805 +18,761	+20%	+$999K	﹤0.01%	1444
2023 Q1	$4.99M	Sell	93,044 -3,339	-3%	-$191K	﹤0.01%	1512
2022 Q4	$5.35M	Sell	96,383 -17,851	-16%	-$998K	﹤0.01%	1410
2022 Q3	$5.71M	Sell	114,234 -12,146	-10%	-$676K	0.01%	1295
2022 Q2	$6.62M	Sell	126,380 -2,416	-2%	-$135K	0.01%	1211
2022 Q1	$7.76M	Buy	128,796 +3,335	+3%	+$203K	0.01%	1141
2021 Q4	$8.02M	Buy	125,461 +9,913	+9%	+$624K	0.01%	1155
2021 Q3	$6.92M	Sell	115,548 -9,530	-8%	-$572K	0.01%	1177
2021 Q2	$7.73M	Buy	125,078 +391	+0.3%	+$23.7K	0.01%	1064
2021 Q1	$7.5M	Buy	124,687 +44,411	+55%	+$2.49M	0.01%	983
2020 Q4	$3.84M	Sell	80,276 -957	-1%	-$41.6K	0.01%	1259
2020 Q3	$3.04M	Buy	81,233 +37,646	+86%	+$1.47M	﹤0.01%	1214
2020 Q2	$1.71M	Buy	43,587 +8,504	+24%	+$303K	﹤0.01%	1452
2020 Q1	$1.1M	Sell	35,083 -27,933	-44%	-$1.22M	﹤0.01%	1558
2019 Q4	$3.21M	Sell	63,016 -4,940	-7%	-$235K	0.01%	1066
2019 Q3	$3.11M	Buy	67,956 +12,333	+22%	+$555K	0.01%	999
2019 Q2	$2.51M	Sell	55,623 -4,761	-8%	-$213K	0.01%	1123
2019 Q1	$2.7M	Buy	60,384 +9,776	+19%	+$441K	0.01%	1026
2018 Q4	$2.05M	Buy	50,608 +13,736	+37%	+$625K	0.01%	1062
2018 Q3	$1.89M	Buy	36,872 +9,000	+32%	+$468K	﹤0.01%	1225
2018 Q2	$1.42M	Buy	27,872 +2,667	+11%	+$132K	﹤0.01%	1379
2018 Q1	$1.19M	Sell	25,205 -3,631	-13%	-$172K	﹤0.01%	1477
2017 Q4	$1.37M	Buy	28,836 +9,385	+48%	+$443K	﹤0.01%	1314
2017 Q3	$901K	Buy	19,451 +6,964	+56%	+$305K	﹤0.01%	1517
2017 Q2	$550K	Buy	12,487 +2,372	+23%	+$102K	﹤0.01%	1816
2017 Q1	$424K	Sell	10,115 -9,159	-48%	-$393K	﹤0.01%	1943
2016 Q4	$854K	Buy	+19,274	New	+$761K	0.01%	1327
2016 Q2	–	Sell	-8,108	Closed	-$262K	–	2733
2016 Q1	$262K	Sell	8,108 -1,932	-19%	-$59.9K	﹤0.01%	2623
2015 Q4	$323K	Buy	+10,040	New	+$338K	﹤0.01%	2483

Other funds holding FDM

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

PAG

Private Advisory Group Redmond, Washington $1.52B AUM 41.01% 1-Year Est. Return

AFG

Arkansas Financial Group Little Rock, Arkansas $717M AUM 10.97% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

HWM

HB Wealth Management Atlanta, Georgia $15.5B AUM 18.35% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

LPL Financial's FDM Position: Q1 2026 in Review

LPL Financial increased its First Trust Dow Jones Select MicroCap Index Fund (FDM) stake by 27% in Q1 2026, buying an estimated $3.78M and bringing the position to 214,367 shares worth $17.6M. The position accounts for ﹤0.01% of the portfolio, ranked #1560.

LPL Financial first reported a position in FDM in Q4 2015 and has held it in 40 quarters since. 85 funds tracked by Wall St. Rank hold FDM as of Q1 2026.

LPL Financial held 214,367 shares of First Trust Dow Jones Select MicroCap Index Fund worth $17.6M as of Q1 2026.
LPL Financial bought 45,335 First Trust Dow Jones Select MicroCap Index Fund shares in Q1 2026, an estimated $3.78M.
First Trust Dow Jones Select MicroCap Index Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #1560 holding.
LPL Financial first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q4 2015 and has held it in 40 quarters since.
85 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.