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First Trust Dow Jones Select MicroCap Index Fund

63 hedge funds and large institutions have $108M invested in First Trust Dow Jones Select MicroCap Index Fund in 2024 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

22% more capital invested

Capital invested by funds: $88.5M → $108M (+$19.8M)

8.99% more ownership

Funds ownership: 51.33%60.32% (+9%)

3% more funds holding

Funds holding: 6163 (+2)

0% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 21

Holders
63
Holders Change
+2
Holders Change %
+3.28%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
7
Increased
21
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HAS
1
Horizon Advisory Services
New York
$19.8M +$18.8M +315,015 New
Baird Financial Group
2
Baird Financial Group
Wisconsin
$11M +$144K +2,423 +1%
CPIG
3
Chicago Partners Investment Group
Illinois
$10.7M +$434K +7,290 +4%
LPL Financial
4
LPL Financial
California
$7.32M +$146K +2,444 +2%
Morgan Stanley
5
Morgan Stanley
New York
$6.91M -$6.87M -115,222 -51%
MAM
6
Marquette Asset Management
Minnesota
$6.52M +$97.7K +1,640 +2%
Wells Fargo
7
Wells Fargo
California
$6.51M +$78K +1,309 +1%
AFG
8
Arkansas Financial Group
Arkansas
$5.92M +$303K +5,079 +6%
SAM
9
Smithbridge Asset Management
Pennsylvania
$3.25M +$2.04M +34,298 +196%
EWM
10
Empirical Wealth Management
Washington
$2.36M -$365K -6,124 -14%
HWM
11
HB Wealth Management
Georgia
$2.2M
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.12M +$1.44M +24,180 +252%
NFW
13
Noble Family Wealth
Florida
$1.51M -$225K -3,772 -14%
WMG
14
WESCAP Management Group
California
$1.41M -$28.9K -485 -2%
Bank of America
15
Bank of America
North Carolina
$1.39M +$105K +1,759 +9%
KCM
16
Kendall Capital Management
Maryland
$1.37M +$348K +5,835 +37%
Citadel Advisors
17
Citadel Advisors
Florida
$1.36M +$836K +14,037 +185%
UBS Group
18
UBS Group
Switzerland
$1.28M +$29K +487 +2%
CP
19
Camelot Portfolios
Ohio
$1.2M -$321K -5,381 -22%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.19M -$381K -6,399 -25%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.1M +$46.5K +781 +5%
AWS
22
Atria Wealth Solutions
New York
$1.03M +$20.3K +341 +2%
Stifel Financial
23
Stifel Financial
Missouri
$803K -$125K -2,096 -14%
Osaic Holdings
24
Osaic Holdings
Arizona
$685K -$75K -1,259 -10%
WDC
25
Woodward Diversified Capital
California
$670K -$4.95K -83 -2%

FDM Hedge Fund Activity: Q1 2024 in Review

63 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q1 2024, worth a combined $108M — up 22% from $88.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FDM positions and 5 closed out — a net gain of 2 holders — while 21 added to existing stakes and 21 trimmed.

The largest buyer was Smithbridge Asset Management, adding an estimated $2.04M. The largest seller was Morgan Stanley, cutting an estimated $6.87M.

  • 63 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2024, up from 61 in Q4 2023.
  • Funds reported $108M of First Trust Dow Jones Select MicroCap Index Fund stock for Q1 2024, up 22% quarter-over-quarter.
  • 7 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q1 2024 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q1 2024 was Smithbridge Asset Management, an estimated $2.04M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q1 2024 was Morgan Stanley, an estimated $6.87M sold.

Based on aggregated 13F filings for Q1 2024.