We are live on ! Find out more
FDM icon

First Trust Dow Jones Select MicroCap Index Fund

51 hedge funds and large institutions have $72.3M invested in First Trust Dow Jones Select MicroCap Index Fund in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

83% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 12

19% more funds holding

Funds holding: 4351 (+8)

6% more capital invested

Capital invested by funds: $68M → $72.3M (+$4.34M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.79% less ownership

Funds ownership: 55.49%49.7% (-5.8%)

Holders
51
Holders Change
+8
Holders Change %
+18.6%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
22
Reduced
12
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCP
1
Cardan Capital Partners
Colorado
$21.1M +$156K +3,466 +0.7%
Morgan Stanley
2
Morgan Stanley
New York
$16.4M -$7.2M -159,413 -30%
Bank of America
3
Bank of America
North Carolina
$5.36M +$2.63M +58,201 +94%
CPIG
4
Chicago Partners Investment Group
Illinois
$3.25M +$321K +7,121 +11%
LPL Financial
5
LPL Financial
California
$2.7M +$441K +9,776 +19%
BTS
6
BB&T Securities
Virginia
$1.91M +$452K +10,025 +31%
UBS Group
7
UBS Group
Switzerland
$1.76M +$1.08M +24,031 +156%
CWM
8
Cornerstone Wealth Management
Missouri
$1.68M +$2.92M +64,675 New
Wells Fargo
9
Wells Fargo
California
$1.65M -$105K -2,337 -6%
IA
10
IFP Advisors
Florida
$1.58M +$34.3K +759 +2%
CP
11
Camelot Portfolios
Ohio
$1.5M -$24.9K -551 -2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.43M -$669K -14,820 -32%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.26M +$148K +3,271 +13%
FWM
14
Frontier Wealth Management
Missouri
$1.19M -$118K -2,612 -9%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.11M +$330K +7,310 +42%
EWM
16
Empirical Wealth Management
Washington
$926K +$266K +5,900 +40%
RJA
17
Raymond James & Associates
Florida
$688K +$48.8K +1,082 +8%
WMG
18
WESCAP Management Group
California
$680K +$110K +2,435 +19%
CA
19
Cetera Advisors
Colorado
$523K +$1.8K +40 +0.3%
Jane Street
20
Jane Street
New York
$477K -$365K -8,086 -43%
LNC
21
Lincoln National Corp
Pennsylvania
$469K -$65.9K -1,459 -12%
CWS
22
Cypress Wealth Services
California
$464K +$19.3K +427 +4%
FA
23
FMA Advisory
Pennsylvania
$464K +$156K +3,452 +50%
AG
24
Advisor Group
Arizona
$441K -$49.1K -1,087 -10%
CAN
25
Cetera Advisor Networks
California
$423K +$10.4K +230 +2%

FDM Hedge Fund Activity: Q1 2019 in Review

51 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q1 2019, worth a combined $72.3M — up 6.4% from $68M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FDM positions and 1 closed out — a net gain of 8 holders — while 22 added to existing stakes and 12 trimmed.

The largest buyer was Cornerstone Wealth Management, opening a new position worth an estimated $2.92M. The largest seller was Morgan Stanley, cutting an estimated $7.2M.

  • 51 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q1 2019, up from 43 in Q4 2018.
  • Funds reported $72.3M of First Trust Dow Jones Select MicroCap Index Fund stock for Q1 2019, up 6.4% quarter-over-quarter.
  • 9 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q1 2019 and 1 closed out, a net change of +8 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q1 2019 was Cornerstone Wealth Management, an estimated $2.92M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q1 2019 was Morgan Stanley, an estimated $7.2M sold.

Based on aggregated 13F filings for Q1 2019.