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First Trust Dow Jones Select MicroCap Index Fund

28 hedge funds and large institutions have $23.8M invested in First Trust Dow Jones Select MicroCap Index Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

4% less capital invested

Capital invested by funds: $24.7M → $23.8M (-$914K)

1.74% less ownership

Funds ownership: 29.36%27.62% (-1.7%)

10% less funds holding

Funds holding: 3128 (-3)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.77M +$749K +17,130 +11%
CPIG
2
Chicago Partners Investment Group
Illinois
$2.25M +$71.8K +1,641 +3%
CP
3
Camelot Portfolios
Ohio
$1.99M +$63.9K +1,462 +4%
FWM
4
Frontier Wealth Management
Missouri
$1.55M -$86K -1,966 -6%
Wells Fargo
5
Wells Fargo
California
$1.54M -$80.9K -1,849 -5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.42M -$240K -5,478 -15%
BTS
7
BB&T Securities
Virginia
$1.12M -$17K -389 -2%
IA
8
IFP Advisors
Florida
$1M +$185K +4,225 +24%
LPL Financial
9
LPL Financial
California
$901K +$305K +6,964 +56%
Bank of America
10
Bank of America
North Carolina
$707K +$79.6K +1,819 +14%
RJA
11
Raymond James & Associates
Florida
$703K -$243K -5,565 -27%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$415K +$50.8K +1,161 +15%
OCM
13
One Capital Management
California
$366K -$19.3K -442 -5%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$363K +$343K +7,842 New
NGA
15
Naples Global Advisors
Florida
$348K -$13.1K -300 -4%
EWM
16
Empirical Wealth Management
Washington
$265K +$251K +5,730 New
Mariner
17
Mariner
Kansas
$231K
UBS Group
18
UBS Group
Switzerland
$193K -$65.7K -1,503 -26%
FFW
19
Fusion Family Wealth
New York
$172K
AG
20
Advisor Group
Arizona
$163K +$67K +1,533 +78%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$94K +$24.1K +550 +37%
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$93K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$71K -$6.3K -144 -9%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$47K
BF
25
BOK Financial
Oklahoma
$9K +$8.75K +200 New

FDM Hedge Fund Activity: Q3 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q3 2017, worth a combined $23.8M — down 3.7% from $24.7M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FDM and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 9 added.

The largest buyer was Morgan Stanley, adding an estimated $749K. The largest seller was SG Americas Securities, exiting entirely with an estimated $1.75M sold.

  • 28 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2017, down from 31 in Q2 2017.
  • Funds reported $23.8M of First Trust Dow Jones Select MicroCap Index Fund stock for Q3 2017, down 3.7% quarter-over-quarter.
  • 4 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q3 2017 and 6 closed out, a net change of -2 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q3 2017 was Morgan Stanley, an estimated $749K added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q3 2017 was SG Americas Securities, an estimated $1.75M sold.

Based on aggregated 13F filings for Q3 2017.