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First Trust Dow Jones Select MicroCap Index Fund
FDM

66 hedge funds and large institutions have $93.6M invested in First Trust Dow Jones Select MicroCap Index Fund in 2021 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 3

27% more funds holding

Funds holding: 52 → 66 (+14)

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

20% more capital invested

Capital invested by funds: $78.3M → $93.6M (+$15.4M)

0.83% more ownership

Funds ownership: 48.82% → 49.66% (+0.83%)

Holders
66
Holders Change
+14
Holders Change %
+26.92%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
21
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
+$6.41M
2
Citadel Advisors
Citadel Advisors
Florida
+$2.71M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.26M
4
CPIG
Chicago Partners Investment Group
Illinois
+$1.68M
5
UBS Group
UBS Group
Switzerland
+$653K

Top Sellers

1
MFGM
Marshall Financial Group (Maryland)
Maryland
-$779K
2
Baird Financial Group
Baird Financial Group
Wisconsin
-$677K
3
GRP
Global Retirement Partners
California
-$595K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$339K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$271K
Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10.3M -$677K -10,748 -6%
Wells Fargo
2
Wells Fargo
California
$8.65M +$299K +4,750 +4%
LPL Financial
3
LPL Financial
California
$8.02M +$624K +9,913 +9%
Morgan Stanley
4
Morgan Stanley
New York
$7.83M -$191K -3,026 -2%
CPIG
5
Chicago Partners Investment Group
Illinois
$7.51M +$1.68M +26,685 +27%
Kayne Anderson Rudnick Investment Management
6
Kayne Anderson Rudnick Investment Management
California
$6.5M +$6.41M +101,691 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$4.29M +$2.26M +35,949 +115%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.28M -$339K -5,388 -7%
EWM
9
Empirical Wealth Management
Washington
$2.95M -$124K -1,973 -4%
Citadel Advisors
10
Citadel Advisors
Florida
$2.75M +$2.71M +43,039 New
UBS Group
11
UBS Group
Switzerland
$2.62M +$653K +10,363 +34%
WMG
12
WESCAP Management Group
California
$2.46M +$569K +9,029 +31%
FAIM
13
Financial Advocates Investment Management
Washington
$2.42M +$456K +7,238 +24%
NW
14
Naviter Wealth
Arkansas
$2.33M +$2.29M +36,416 New
CP
15
Camelot Portfolios
Ohio
$2.32M +$278K +4,417 +14%
Stifel Financial
16
Stifel Financial
Missouri
$1.45M +$377K +5,989 +36%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.16M +$74.8K +1,187 +7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.08M -$54.7K -869 -5%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.02M -$92.9K -1,475 -8%
Bank of America
20
Bank of America
North Carolina
$768K -$76.9K -1,221 -9%
Truist Financial
21
Truist Financial
North Carolina
$752K -$248K -3,943 -25%
Mercer Global Advisors
22
Mercer Global Advisors
Colorado
$752K -$72.2K -1,146 -9%
AFP
23
Ausdal Financial Partners
Iowa
$662K -$90.1K -1,431 -12%
TAIM
24
TD Ameritrade Investment Management
Nebraska
$642K -$68.3K -1,084 -10%
HighTower Advisors
25
HighTower Advisors
Illinois
$582K +$571K +9,065 New
1
2 3

FDM Hedge Fund Activity: Q4 2021 in Review

66 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2021, worth a combined $93.6M — up 20% from $78.3M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FDM positions and 3 closed out — a net gain of 15 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Kayne Anderson Rudnick Investment Management, opening a new position worth an estimated $6.41M. The largest seller was Marshall Financial Group (Maryland), cutting an estimated $779K.

  • 66 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2021, up from 52 in Q3 2021.
  • Funds reported $93.6M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2021, up 20% quarter-over-quarter.
  • 18 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2021 and 3 closed out, a net change of +15 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2021 was Kayne Anderson Rudnick Investment Management, an estimated $6.41M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2021 was Marshall Financial Group (Maryland), an estimated $779K sold.

Based on aggregated 13F filings for Q4 2021.