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First Trust Dow Jones Select MicroCap Index Fund

57 hedge funds and large institutions have $57M invested in First Trust Dow Jones Select MicroCap Index Fund in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

30% more capital invested

Capital invested by funds: $43.8M → $57M (+$13.2M)

16% more funds holding

Funds holding: 4957 (+8)

1.63% more ownership

Funds ownership: 43.63%45.26% (+1.6%)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

Holders
57
Holders Change
+8
Holders Change %
+16.33%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
14
Reduced
20
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.42M +$1.87M +43,184 +33%
Baird Financial Group
2
Baird Financial Group
Wisconsin
$7.62M +$6.91M +159,098 New
CPIG
3
Chicago Partners Investment Group
Illinois
$4.5M +$246K +5,658 +7%
LPL Financial
4
LPL Financial
California
$3.84M -$41.6K -957 -1%
Wells Fargo
5
Wells Fargo
California
$3.25M -$377K -8,692 -11%
Mercer Global Advisors
6
Mercer Global Advisors
Colorado
$2.73M +$80.5K +1,855 +3%
CCP
7
Cardan Capital Partners
Colorado
$2.69M -$4.64M -106,972 -66%
EWM
8
Empirical Wealth Management
Washington
$2.58M -$214K -4,933 -8%
CP
9
Camelot Portfolios
Ohio
$1.68M -$110K -2,544 -7%
UBS Group
10
UBS Group
Switzerland
$1.59M -$317K -7,309 -18%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.45M +$426K +9,820 +48%
FAIM
12
Financial Advocates Investment Management
Washington
$1.43M -$98.1K -2,260 -7%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$1.12M
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.06M -$952K -21,924 -50%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.01M +$7.38K +170 +0.8%
Bank of America
16
Bank of America
North Carolina
$873K -$315K -7,252 -28%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$804K +$9.77K +225 +1%
Truist Financial
18
Truist Financial
North Carolina
$792K -$6.08K -140 -0.8%
Citadel Advisors
19
Citadel Advisors
Florida
$754K +$69.7K +1,606 +11%
MFGM
20
Marshall Financial Group (Maryland)
Maryland
$738K +$670K +15,423 New
WMG
21
WESCAP Management Group
California
$720K +$143K +3,287 +28%
AFP
22
Ausdal Financial Partners
Iowa
$673K -$1.45M -33,368 -70%
Osaic Holdings
23
Osaic Holdings
Arizona
$557K +$75.3K +1,735 +17%
Goldman Sachs
24
Goldman Sachs
New York
$535K +$485K +11,168 New
TAIM
25
TD Ameritrade Investment Management
Nebraska
$497K -$33.6K -774 -7%

FDM Hedge Fund Activity: Q4 2020 in Review

57 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2020, worth a combined $57M — up 30% from $43.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FDM positions and 6 closed out — a net gain of 9 holders — while 14 added to existing stakes and 20 trimmed.

The largest buyer was Baird Financial Group, opening a new position worth an estimated $6.91M. The largest seller was Cardan Capital Partners, cutting an estimated $4.64M.

  • 57 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2020, up from 49 in Q3 2020.
  • Funds reported $57M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2020, up 30% quarter-over-quarter.
  • 15 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2020 and 6 closed out, a net change of +9 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2020 was Baird Financial Group, an estimated $6.91M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2020 was Cardan Capital Partners, an estimated $4.64M sold.

Based on aggregated 13F filings for Q4 2020.