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First Trust Dow Jones Select MicroCap Index Fund
FDM

Overview Fund Activity

49 hedge funds and large institutions have $66M invested in First Trust Dow Jones Select MicroCap Index Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 5 closing their positions.

Holders
49
Holders Change
-1
Holders Change %
-2%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
14
Reduced
20
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LFG
1
Larson Financial Group
Missouri
$858K
2
LPL Financial
2
LPL Financial
California
$3.11M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.09M
4
UBS Group
4
UBS Group
Switzerland
$2.54M
5
Wells Fargo
5
Wells Fargo
California
$1.55M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$14.8M
2
Bank of America
2
Bank of America
North Carolina
$1.39M
3
Citadel Advisors
3
Citadel Advisors
Florida
$293K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$808K
5
CWS
5
Cypress Wealth Services
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CCP
1
Cardan Capital Partners
Colorado
$22.8M 498,030 +667 +0.1%
Morgan Stanley
2
Morgan Stanley
New York
$14.8M 322,937 -46,840 -13%
CPIG
3
Chicago Partners Investment Group
Illinois
$3.59M 77,843 +2,325 +3%
LPL Financial
4
LPL Financial
California
$3.11M 67,956 +12,333 +22%
UBS Group
5
UBS Group
Switzerland
$2.54M 55,657 +5,270 +10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.09M 45,732 +8,619 +23%
Wells Fargo
7
Wells Fargo
California
$1.55M 33,970 +2,745 +9%
Bank of America
8
Bank of America
North Carolina
$1.39M 30,339 -46,503 -61%
EWM
9
Empirical Wealth Management
Washington
$1.32M 28,797 +2,261 +9%
FWM
10
Frontier Wealth Management
Missouri
$1.18M 25,722 -336 -1%
BTS
11
BB&T Securities
Virginia
$1.15M 25,242 -3,733 -13%
CP
12
Camelot Portfolios
Ohio
$923K 20,198 -10,548 -34%
Jane Street
13
Jane Street
New York
$898K 19,648 -908 -4%
LFG
14
Larson Financial Group
Missouri
$858K 18,771 +18,771 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$808K 17,675 -14,348 -45%
WMG
16
WESCAP Management Group
California
$592K 12,958 -1,541 -11%
CA
17
Cetera Advisors
Colorado
$513K 11,298 -58 -0.5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$481K 10,523 -10,390 -50%
LNC
19
Lincoln National Corp
Pennsylvania
$479K 10,476 -155 -1%
RJA
20
Raymond James & Associates
Florida
$430K 9,407 -5,766 -38%
FA
21
FMA Advisory
Pennsylvania
$427K 9,335 -1,665 -15%
AG
22
Advisor Group
Arizona
$413K 9,015 -472 -5%
TAIM
23
TD Ameritrade Investment Management
Nebraska
$400K 8,752 +1,405 +19%
CAN
24
Cetera Advisor Networks
California
$364K 7,964 -1,318 -14%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$364K 7,976 -39 -0.5%
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