BB&T Securities’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

BB&T Securities’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$1.15M	Sell	25,242 -3,733	-13%	-$168K	0.01%	742
2019 Q2	$1.31M	Sell	28,975 -13,798	-32%	-$618K	0.01%	717
2019 Q1	$1.91M	Buy	42,773 +10,025	+31%	+$452K	0.02%	591
2018 Q4	$1.33M	Buy	32,748 +5,453	+20%	+$248K	0.01%	652
2018 Q3	$1.4M	Buy	27,295 +3,498	+15%	+$182K	0.01%	718
2018 Q2	$1.21M	Sell	23,797 -2,323	-9%	-$115K	0.01%	742
2018 Q1	$1.24M	Buy	26,120 +1,419	+6%	+$67.3K	0.01%	713
2017 Q4	$1.17M	Buy	24,701 +425	+2%	+$20.1K	0.02%	698
2017 Q3	$1.12M	Sell	24,276 -389	-2%	-$17K	0.02%	708
2017 Q2	$1.09M	Buy	24,665 +393	+2%	+$16.9K	0.02%	708
2017 Q1	$1.03M	Sell	24,272 -3,214	-12%	-$138K	0.01%	644
2016 Q4	$996K	Hold	27,486	–	–	0.01%	606
2016 Q3	$996K	Sell	27,486 -84,321	-75%	-$3M	0.01%	601
2016 Q2	$3.74M	Sell	111,807 -7,297	-6%	-$243K	0.06%	316
2016 Q1	$3.94M	Sell	119,104 -504	-0.4%	-$15.6K	0.06%	283
2015 Q4	$3.94M	Buy	119,608 +1,453	+1%	+$48.9K	0.08%	232
2015 Q3	$3.74M	Buy	118,155 +3,871	+3%	+$129K	0.08%	220
2015 Q2	$3.96M	Buy	114,284 +29,221	+34%	+$1M	0.08%	215
2015 Q1	$28.8M	Buy	85,063 +1,006	+1%	+$33.2K	0.06%	264
2014 Q4	$28.1M	Buy	84,057 +38,504	+85%	+$1.21M	0.06%	269
2014 Q3	$13.7M	Buy	+45,553	New	+$1.43M	0.03%	383
2014 Q2	–	Sell	-23,045	Closed	-$7.46M	–	993
2014 Q1	$7.46M	Buy	23,045 +228	+1%	+$7.23K	0.02%	492
2013 Q4	$7.44M	Sell	22,817 -53,024	-70%	-$1.63M	0.02%	459
2013 Q3	$22M	Buy	75,841 +2,376	+3%	+$67.1K	0.07%	212
2013 Q2	$19.4K	Buy	+73,465	New	+$1.88M	0.06%	211

Other funds holding FDM

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

BB&T Securities's FDM Position: Q3 2019 in Review

BB&T Securities reduced its First Trust Dow Jones Select MicroCap Index Fund (FDM) stake by 13% in Q3 2019, selling an estimated $168K and leaving 25,242 shares worth $1.15M. The position accounts for 0.01% of the portfolio, ranked #742.

BB&T Securities first reported a position in FDM in Q2 2013 and has held it in 25 quarters since. The position peaked at $28.8M in Q1 2015. 49 funds tracked by Wall St. Rank hold FDM as of Q3 2019.

BB&T Securities held 25,242 shares of First Trust Dow Jones Select MicroCap Index Fund worth $1.15M as of Q3 2019.
BB&T Securities sold 3,733 First Trust Dow Jones Select MicroCap Index Fund shares in Q3 2019, an estimated $168K.
First Trust Dow Jones Select MicroCap Index Fund made up 0.01% of BB&T Securities's portfolio in Q3 2019, its #742 holding.
BB&T Securities first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2013 and has held it in 25 quarters since.
BB&T Securities's First Trust Dow Jones Select MicroCap Index Fund position peaked at $28.8M in Q1 2015.
49 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q3 2019.

Based on BB&T Securities's 13F filing for Q3 2019, filed 30 Oct 2019.