Integrated Wealth Management (Palm Desert)’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,100	Closed	-$40K	–	491
2016 Q3	$40K	Buy	1,100 +583	+113%	+$20.7K	0.01%	450
2016 Q2	$17K	Buy	+517	New	+$17.2K	0.01%	624

Other funds holding FDM

NCM

Niemann Capital Management Stateline, Nevada $788K AUM 23.27% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s FDM Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q4 2016, closing a stake of 1,100 shares — an estimated $40K sold.

Integrated Wealth Management (Palm Desert) first reported a position in FDM in Q2 2016 and held it in 2 quarters. The position peaked at $40K in Q3 2016. 35 funds tracked by Wall St. Rank hold FDM as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 1,100 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2016, an estimated $40K.
Integrated Wealth Management (Palm Desert) first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2016 and held it in 2 quarters.
Integrated Wealth Management (Palm Desert)'s First Trust Dow Jones Select MicroCap Index Fund position peaked at $40K in Q3 2016.
35 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.