CIBC World Market’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

CIBC World Market’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,821	Closed	-$551K	–	1158
2018 Q2	$551K	Buy	10,821 +6,336	+141%	+$315K	﹤0.01%	826
2018 Q1	$212K	Buy	+4,485	New	+$213K	﹤0.01%	1080
2017 Q2	–	Sell	-4,872	Closed	-$207K	–	1155
2017 Q1	$207K	Sell	4,872 -2,589	-35%	-$111K	﹤0.01%	934
2016 Q4	$329K	Buy	+7,461	New	+$294K	﹤0.01%	902

Other funds holding FDM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

CIBC World Market's FDM Position: Q3 2018 in Review

CIBC World Market sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q3 2018, closing a stake of 10,821 shares — an estimated $551K sold.

CIBC World Market first reported a position in FDM in Q4 2016 and held it in 4 quarters. The position peaked at $551K in Q2 2018. 38 funds tracked by Wall St. Rank hold FDM as of Q3 2018.

CIBC World Market reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q3 2018 after selling out during the quarter.
CIBC World Market sold 10,821 First Trust Dow Jones Select MicroCap Index Fund shares in Q3 2018, an estimated $551K.
CIBC World Market first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q4 2016 and held it in 4 quarters.
CIBC World Market's First Trust Dow Jones Select MicroCap Index Fund position peaked at $551K in Q2 2018.
38 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q3 2018.

Based on CIBC World Market's 13F filing for Q3 2018, filed 9 Nov 2018.