RiverFront Investment Group’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

RiverFront Investment Group’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-159,758	Closed	-$5.12M	–	89
2014 Q2	$5.12M	Sell	159,758 -664,603	-81%	-$20.8M	0.13%	59
2014 Q1	$26.7M	Buy	824,361 +18,898	+2%	+$599K	0.71%	37
2013 Q4	$26.2M	Sell	805,463 -1,822,252	-69%	-$56M	0.76%	30
2013 Q3	$76.2M	Buy	2,627,715 +13,887	+0.5%	+$392K	2.34%	14
2013 Q2	$68.9M	Buy	+2,613,828	New	+$67M	2.33%	13

Other funds holding FDM

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $135M AUM 13.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

RiverFront Investment Group's FDM Position: Q3 2014 in Review

RiverFront Investment Group sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q3 2014, closing a stake of 159,758 shares — an estimated $5.12M sold.

RiverFront Investment Group first reported a position in FDM in Q2 2013 and held it in 5 quarters. The position peaked at $76.2M in Q3 2013. 24 funds tracked by Wall St. Rank hold FDM as of Q3 2014.

RiverFront Investment Group reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q3 2014 after selling out during the quarter.
RiverFront Investment Group sold 159,758 First Trust Dow Jones Select MicroCap Index Fund shares in Q3 2014, an estimated $5.12M.
RiverFront Investment Group first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2013 and held it in 5 quarters.
RiverFront Investment Group's First Trust Dow Jones Select MicroCap Index Fund position peaked at $76.2M in Q3 2013.
24 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q3 2014.

Based on RiverFront Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.