Cetera Advisor Networks’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Cetera Advisor Networks’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-7,964	Closed	-$364K	–	1255
2019 Q3	$364K	Sell	7,964 -1,318	-14%	-$59.3K	0.01%	836
2019 Q2	$419K	Sell	9,282 -217	-2%	-$9.71K	0.01%	750
2019 Q1	$423K	Buy	9,499 +230	+2%	+$10.4K	0.01%	724
2018 Q4	$377K	Buy	9,269 +180	+2%	+$8.19K	0.01%	671
2018 Q3	$462K	Buy	9,089 +4,904	+117%	+$255K	0.02%	667
2018 Q2	$212K	Buy	+4,185	New	+$208K	0.01%	760

Other funds holding FDM

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Cetera Advisor Networks's FDM Position: Q4 2019 in Review

Cetera Advisor Networks sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q4 2019, closing a stake of 7,964 shares — an estimated $364K sold.

Cetera Advisor Networks first reported a position in FDM in Q2 2018 and held it in 6 quarters. The position peaked at $462K in Q3 2018. 48 funds tracked by Wall St. Rank hold FDM as of Q4 2019.

Cetera Advisor Networks reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q4 2019 after selling out during the quarter.
Cetera Advisor Networks sold 7,964 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2019, an estimated $364K.
Cetera Advisor Networks first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2018 and held it in 6 quarters.
Cetera Advisor Networks's First Trust Dow Jones Select MicroCap Index Fund position peaked at $462K in Q3 2018.
48 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2019.

Based on Cetera Advisor Networks's 13F filing for Q4 2019, filed 10 Feb 2020.