Advisor Group’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Advisor Group’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$145K	Sell	2,856 -6,159	-68%	-$293K	﹤0.01%	2647
2019 Q3	$413K	Sell	9,015 -472	-5%	-$21.2K	﹤0.01%	1754
2019 Q2	$431K	Sell	9,487 -428	-4%	-$19.2K	﹤0.01%	1716
2019 Q1	$441K	Sell	9,915 -1,087	-10%	-$49.1K	﹤0.01%	1683
2018 Q4	$447K	Buy	11,002 +3,477	+46%	+$158K	﹤0.01%	1481
2018 Q3	$384K	Buy	7,525 +3,762	+100%	+$196K	﹤0.01%	1664
2018 Q2	$191K	Sell	3,763 -199	-5%	-$9.88K	﹤0.01%	2011
2018 Q1	$187K	Sell	3,962 -359	-8%	-$17K	﹤0.01%	2034
2017 Q4	$205K	Buy	4,321 +812	+23%	+$38.3K	﹤0.01%	1984
2017 Q3	$163K	Buy	3,509 +1,533	+78%	+$67K	﹤0.01%	2009
2017 Q2	$87K	Buy	1,976 +1,440	+269%	+$61.8K	﹤0.01%	2420
2017 Q1	$23K	Sell	536 -300	-36%	-$12.9K	﹤0.01%	3284
2016 Q4	$37K	Buy	836 +240	+40%	+$9.47K	﹤0.01%	2819
2016 Q3	$22K	Hold	596	–	–	﹤0.01%	3085
2016 Q2	$19K	Buy	+596	New	+$19.8K	﹤0.01%	3090

Other funds holding FDM

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Advisor Group's FDM Position: Q4 2019 in Review

Advisor Group reduced its First Trust Dow Jones Select MicroCap Index Fund (FDM) stake by 68% in Q4 2019, selling an estimated $293K and leaving 2,856 shares worth $145K. The position accounts for ﹤0.01% of the portfolio, ranked #2647.

Advisor Group first reported a position in FDM in Q2 2016 and has held it in 15 quarters since. The position peaked at $447K in Q4 2018. 48 funds tracked by Wall St. Rank hold FDM as of Q4 2019.

Advisor Group held 2,856 shares of First Trust Dow Jones Select MicroCap Index Fund worth $145K as of Q4 2019.
Advisor Group sold 6,159 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2019, an estimated $293K.
First Trust Dow Jones Select MicroCap Index Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2647 holding.
Advisor Group first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Dow Jones Select MicroCap Index Fund position peaked at $447K in Q4 2018.
48 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.