Next Financial Group’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Next Financial Group’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$527K	Buy	8,244 +805	+11%	+$50.7K	0.03%	525
2021 Q3	$446K	Sell	7,439 -4,761	-39%	-$286K	0.03%	516
2021 Q2	$754K	Buy	12,200 +1,569	+15%	+$95.2K	0.06%	336
2021 Q1	$640K	Buy	10,631 +6,476	+156%	+$364K	0.06%	346
2020 Q4	$199K	Buy	4,155 +3,257	+363%	+$141K	0.02%	709
2020 Q3	$34K	Buy	+898	New	+$35.1K	﹤0.01%	1221
2020 Q2	–	Sell	-2,159	Closed	-$68K	–	1016
2020 Q1	$68K	Sell	2,159 -1,693	-44%	-$73.8K	0.01%	883
2019 Q4	$196K	Buy	3,852 +2,145	+126%	+$102K	0.02%	706
2019 Q3	$78K	Buy	1,707 +1,063	+165%	+$47.8K	0.01%	988
2019 Q2	$29K	Buy	644 +317	+97%	+$14.2K	﹤0.01%	1339
2019 Q1	$15K	Buy	327 +10	+3%	+$451	﹤0.01%	1024
2018 Q4	$13K	Buy	+317	New	+$14.4K	﹤0.01%	1255
2017 Q3	–	Sell	-637	Closed	-$28K	–	1810
2017 Q2	$28K	Buy	637 +390	+158%	+$16.7K	0.01%	960
2017 Q1	$11K	Buy	+247	New	+$10.6K	﹤0.01%	1239

Other funds holding FDM

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $34B AUM 6.31% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Next Financial Group's FDM Position: Q4 2021 in Review

Next Financial Group increased its First Trust Dow Jones Select MicroCap Index Fund (FDM) stake by 11% in Q4 2021, buying an estimated $50.7K and bringing the position to 8,244 shares worth $527K. The position accounts for 0.03% of the portfolio, ranked #525.

Next Financial Group first reported a position in FDM in Q1 2017 and has held it in 14 quarters since. The position peaked at $754K in Q2 2021. 66 funds tracked by Wall St. Rank hold FDM as of Q4 2021.

Next Financial Group held 8,244 shares of First Trust Dow Jones Select MicroCap Index Fund worth $527K as of Q4 2021.
Next Financial Group bought 805 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2021, an estimated $50.7K.
First Trust Dow Jones Select MicroCap Index Fund made up 0.03% of Next Financial Group's portfolio in Q4 2021, its #525 holding.
Next Financial Group first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q1 2017 and has held it in 14 quarters since.
Next Financial Group's First Trust Dow Jones Select MicroCap Index Fund position peaked at $754K in Q2 2021.
66 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.