Heritage Wealth Advisors’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Heritage Wealth Advisors’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,225	Closed	-$55K	–	715
2019 Q3	$55K	Hold	1,225	–	–	0.01%	266
2019 Q2	$55.4K	Hold	1,225	–	–	0.01%	241
2019 Q1	$54.7K	Buy	+1,225	New	+$55.3K	0.01%	217

Other funds holding FDM

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Heritage Wealth Advisors's FDM Position: Q4 2019 in Review

Heritage Wealth Advisors sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q4 2019, closing a stake of 1,225 shares — an estimated $55K sold.

Heritage Wealth Advisors first reported a position in FDM in Q1 2019 and held it in 3 quarters. The position peaked at $55.4K in Q2 2019. 48 funds tracked by Wall St. Rank hold FDM as of Q4 2019.

Heritage Wealth Advisors reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q4 2019 after selling out during the quarter.
Heritage Wealth Advisors sold 1,225 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2019, an estimated $55K.
Heritage Wealth Advisors first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q1 2019 and held it in 3 quarters.
Heritage Wealth Advisors's First Trust Dow Jones Select MicroCap Index Fund position peaked at $55.4K in Q2 2019.
48 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2019.

Based on Heritage Wealth Advisors's 13F filing for Q4 2019, filed 4 Feb 2020.