Quad-Cities Investment Group’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Quad-Cities Investment Group’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,480	Closed	-$68K	–	326
2019 Q3	$68K	Sell	1,480 -125	-8%	-$5.63K	0.06%	273
2019 Q2	$74K	Hold	1,605	–	–	0.06%	270
2019 Q1	$71K	Hold	1,605	–	–	0.06%	266
2018 Q4	$65K	Hold	1,605	–	–	0.07%	265
2018 Q3	$83K	Hold	1,605	–	–	0.07%	257
2018 Q2	$82K	Buy	+1,605	New	+$79.7K	0.08%	252

Other funds holding FDM

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Quad-Cities Investment Group's FDM Position: Q4 2019 in Review

Quad-Cities Investment Group sold out of First Trust Dow Jones Select MicroCap Index Fund (FDM) in Q4 2019, closing a stake of 1,480 shares — an estimated $68K sold.

Quad-Cities Investment Group first reported a position in FDM in Q2 2018 and held it in 6 quarters. The position peaked at $83K in Q3 2018. 48 funds tracked by Wall St. Rank hold FDM as of Q4 2019.

Quad-Cities Investment Group reported no remaining First Trust Dow Jones Select MicroCap Index Fund position as of Q4 2019 after selling out during the quarter.
Quad-Cities Investment Group sold 1,480 First Trust Dow Jones Select MicroCap Index Fund shares in Q4 2019, an estimated $68K.
Quad-Cities Investment Group first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2018 and held it in 6 quarters.
Quad-Cities Investment Group's First Trust Dow Jones Select MicroCap Index Fund position peaked at $83K in Q3 2018.
48 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q4 2019.

Based on Quad-Cities Investment Group's 13F filing for Q4 2019, filed 28 Jan 2020.