Mariner’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

Mariner’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$644K	Sell	7,845 -3,040	-28%	-$254K	﹤0.01%	2295
2025 Q4	$867K	Hold	10,885	–	–	﹤0.01%	2050
2025 Q3	$825K	Hold	10,885	–	–	﹤0.01%	2055
2025 Q2	$780K	Sell	10,885 -568	-5%	-$36.7K	﹤0.01%	1990
2025 Q1	$712K	Buy	11,453 +65	+0.6%	+$4.39K	﹤0.01%	1918
2024 Q4	$776K	Buy	11,388 +15	+0.1%	+$1.02K	﹤0.01%	1835
2024 Q3	$729K	Buy	11,373 +20	+0.2%	+$1.25K	﹤0.01%	1847
2024 Q2	$681K	Buy	11,353 +761	+7%	+$46.4K	﹤0.01%	1794
2024 Q1	$665K	Buy	10,592 +5,000	+89%	+$298K	﹤0.01%	1818
2023 Q4	$343K	Buy	5,592 +605	+12%	+$33.7K	﹤0.01%	2222
2023 Q3	$273K	Hold	4,987	–	–	﹤0.01%	2237
2023 Q2	$280K	Sell	4,987 -968	-16%	-$51.5K	﹤0.01%	2178
2023 Q1	$320K	Sell	5,955 -36	-0.6%	-$2.06K	﹤0.01%	2017
2022 Q4	$332K	Buy	5,991 +36	+0.6%	+$2.01K	﹤0.01%	1946
2022 Q3	$298K	Buy	+5,955	New	+$331K	﹤0.01%	1773
2019 Q3	–	Sell	-4,987	Closed	-$225K	–	804
2019 Q2	$225K	Hold	4,987	–	–	﹤0.01%	999
2019 Q1	$223K	Hold	4,987	–	–	﹤0.01%	926
2018 Q4	$202K	Hold	4,987	–	–	﹤0.01%	771
2018 Q3	$255K	Hold	4,987	–	–	0.01%	698
2018 Q2	$254K	Hold	4,987	–	–	0.01%	679
2018 Q1	$236K	Hold	4,987	–	–	0.01%	571
2017 Q4	$237K	Hold	4,987	–	–	0.01%	500
2017 Q3	$231K	Hold	4,987	–	–	0.01%	454
2017 Q2	$220K	Hold	4,987	–	–	0.01%	457
2017 Q1	$212K	Hold	4,987	–	–	0.01%	532
2016 Q4	$220K	Buy	+4,987	New	+$197K	0.01%	503

Other funds holding FDM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

PAG

Private Advisory Group Redmond, Washington $1.52B AUM 41.01% 1-Year Est. Return

AFG

Arkansas Financial Group Little Rock, Arkansas $717M AUM 10.97% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

HWM

HB Wealth Management Atlanta, Georgia $15.5B AUM 18.35% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

Mariner's FDM Position: Q1 2026 in Review

Mariner reduced its First Trust Dow Jones Select MicroCap Index Fund (FDM) stake by 28% in Q1 2026, selling an estimated $254K and leaving 7,845 shares worth $644K. The position accounts for ﹤0.01% of the portfolio, ranked #2295.

Mariner first reported a position in FDM in Q4 2016 and has held it in 26 quarters since. The position peaked at $867K in Q4 2025. 85 funds tracked by Wall St. Rank hold FDM as of Q1 2026.

Mariner held 7,845 shares of First Trust Dow Jones Select MicroCap Index Fund worth $644K as of Q1 2026.
Mariner sold 3,040 First Trust Dow Jones Select MicroCap Index Fund shares in Q1 2026, an estimated $254K.
First Trust Dow Jones Select MicroCap Index Fund made up ﹤0.01% of Mariner's portfolio in Q1 2026, its #2295 holding.
Mariner first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q4 2016 and has held it in 26 quarters since.
Mariner's First Trust Dow Jones Select MicroCap Index Fund position peaked at $867K in Q4 2025.
85 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q1 2026.

Based on Mariner's 13F filing for Q1 2026, filed 13 May 2026.