FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

70 hedge funds and large institutions have $101M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 28 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
28
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$8.88M
2
SFS
2
Shaker Financial Services
Virginia
$1.56M
3
NA
3
NewEdge Advisors
Louisiana
$1.05M
4
EW
4
Evoke Wealth
California
$1.01M
5
GC
5
Guggenheim Capital
Illinois
$2.67M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.98M
2
Bank of America
2
Bank of America
North Carolina
$15.6M
3
Invesco
3
Invesco
Georgia
$6.53M
4
JIP
4
Jaffetilchin Investment Partners
Florida
$0
5
PAG
5
Private Advisor Group
New Jersey
$396K
Name Holding Trade Value Shares
Change 		Shares
Change %
SPA
51
Sentinel Pension Advisors
Massachusetts
$144K +$2.79K +232 +2%
Citadel Advisors
52
Citadel Advisors
Florida
$143K +$143K +11,865 New
Koshinski Asset Management
53
Koshinski Asset Management
Illinois
$136K +$2.56K +212 +2%
LWP
54
Lumature Wealth Partners
Georgia
$121K – – –
WAM
55
Wolverine Asset Management
Illinois
$89K +$89K +7,389 New
WCMNY
56
Westchester Capital Management (New York)
New York
$70K – – –
HCP
57
Hexagon Capital Partners
Arkansas
$38K +$60 +5 +0.2%
CFB
58
Cullen/Frost Bankers
Texas
$36K – – –
AIP
59
Ahrens Investment Partners
Louisiana
$27K +$27K +2,220 New
SSB
60
Sandy Spring Bank
Maryland
$24K +$24K +2,000 New
NFG
61
Next Financial Group
Texas
$22K +$1.27K +105 +6%
CFN
62
Cordasco Financial Network
Florida
$13K – – –
CA
63
CoreCap Advisors
Michigan
$13K +$13K +1,100 New
AA
64
AlphaMark Advisors
Kentucky
$12K – – –
CWS
65
Confluence Wealth Services
Pennsylvania
$11K +$11K +945 New
TRCT
66
Tower Research Capital (TRC)
New York
$6K +$3.28K +273 +120%
PGAM
67
Princeton Global Asset Management
New Jersey
$5K – – –
CBT
68
CoreFirst Bank & Trust
Kansas
$4K – – –
CHA
69
Carmichael Hill & Associates
Maryland
$3K -$10.4K -1,001 -78%
KFI
70
Key Financial Inc
Pennsylvania
$3K – – –
JIP
71
Jaffetilchin Investment Partners
Florida
– -$599K -48,963 Closed
FFA
72
First Foundation Advisors
California
– -$123K -10,066 Closed
Barclays
73
Barclays
United Kingdom
– -$122K -9,785 Closed
FIA
74
FNY Investment Advisers
New York
– -$61K -5,000 Closed
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
– -$26K -2,128 Closed
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