FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

63 hedge funds and large institutions have $101M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
-5
Holders Change %
-7.35%
% of All Funds
1.11%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
25
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$14.6M
2
LPL Financial
LPL Financial
California
$4.78M
3
Jane Street
Jane Street
New York
$2.22M
4
EIA
Edgemoor Investment Advisors
Maryland
$9.78M
5
Stifel Financial
Stifel Financial
Missouri
$2.17M

Top Sellers

1
SCM
Saba Capital Management
New York
$0
2
GI
Gradient Investments
Minnesota
$5.25M
3
RVPG
Relative Value Partners Group
$11.2M
4
CCP
Clough Capital Partners
Massachusetts
$200K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
51
Harbour Investments
Wisconsin
$18K +$18K +1,489 New
FEG
52
Financial Enhancement Group
Indiana
$14K -$450K -37,874 -97%
IAIM
53
International Assets Investment Management
Florida
$14K – – –
CFN
54
Cordasco Financial Network
Florida
$13K – – –
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$6K -$279K -23,288 -98%
PGAM
56
Princeton Global Asset Management
New Jersey
$5K – – –
CBT
57
CoreFirst Bank & Trust
Kansas
$4K – – –
CHA
58
Carmichael Hill & Associates
Maryland
$4K +$4K +289 New
APA
59
American Portfolios Advisors
New York
$3.84K – – –
KFI
60
Key Financial Inc
Pennsylvania
$3K – – –
Citigroup
61
Citigroup
New York
$2K -$270 -27 -12%
PAM
62
Panagora Asset Management
Massachusetts
$1K +$120 +11 +14%
SCM
63
Saba Capital Management
New York
– -$16M -1,379,750 Closed
Envestnet Asset Management
64
Envestnet Asset Management
Illinois
– -$801K -68,930 Closed
PAS
65
Park Avenue Securities
New York
– -$759K -65,342 Closed
PCM
66
PenderFund Capital Management
British Columbia, Canada
– -$740K -50,000 Closed
IAN
67
Integrated Advisors Network
Texas
– -$264K -22,712 Closed
QC
68
Quantedge Capital
Singapore
– -$221K -18,988 Closed
BI
69
Bulldog Investors
New Jersey
– -$158K -13,584 Closed
CWM
70
Cornerstone Wealth Management
Missouri
– -$157K -13,524 Closed
ICMP
71
Integrated Capital Management (Pennsylvania)
Pennsylvania
– -$119K -10,207 Closed
ASN
72
Advisory Services Network
Georgia
– -$18K -1,517 Closed
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