FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

64 hedge funds and large institutions have $97.7M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
25
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DADC
1
D.A. Davidson & Co
Montana
$1.59M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.29M
3
LPL Financial
3
LPL Financial
California
$7.33M
4
JIP
4
Jaffetilchin Investment Partners
Florida
$599K
5
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$1M

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$509K
2
Morgan Stanley
2
Morgan Stanley
New York
$15.6M
3
Bank of America
3
Bank of America
North Carolina
$16.6M
4
EIA
4
Edgemoor Investment Advisors
Maryland
$9.85M
5
Invesco
5
Invesco
Georgia
$7.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$398K +$98.2K +8,031 +33%
WMG
27
WESCAP Management Group
California
$375K – – –
SWM
28
SeaCrest Wealth Management
New York
$339K -$3.71K -303 -1%
WCM
29
Whitener Capital Management
North Carolina
$318K +$98.1K +8,450 +45%
Wells Fargo
30
Wells Fargo
California
$307K -$72.5K -5,938 -19%
JPMorgan Chase & Co
31
JPMorgan Chase & Co
New York
$294K – – –
AA
32
Apriem Advisors
California
$282K – – –
APA
33
American Portfolios Advisors
New York
$259K +$256K +20,875 +6,669%
SRC
34
Shufro Rose & Co
New York
$258K – – –
GWM
35
Geneos Wealth Management
Colorado
$257K +$88.7K +7,342 +53%
RJA
36
Raymond James & Associates
Florida
$243K -$81.4K -6,658 -25%
CAN
37
Cetera Advisor Networks
California
$238K +$50.5K +4,127 +27%
EW
38
Evoke Wealth
California
$227K +$41.5K +3,397 +22%
DFA
39
DHJJ Financial Advisors
Illinois
$211K – – –
NCM
40
Narwhal Capital Management
Georgia
$186K – – –
KAS
41
Kestra Advisory Services
Texas
$184K – – –
RJFSA
42
Raymond James Financial Services Advisors
Florida
$180K -$35.4K -2,893 -16%
SPA
43
Sentinel Pension Advisors
Massachusetts
$144K +$3.06K +250 +2%
Koshinski Asset Management
44
Koshinski Asset Management
Illinois
$136K +$136K +11,097 New
FFA
45
First Foundation Advisors
California
$123K -$281K -23,009 -70%
Barclays
46
Barclays
United Kingdom
$122K – – –
LWP
47
Lumature Wealth Partners
Georgia
$122K – – –
WCMNY
48
Westchester Capital Management (New York)
New York
$71K – – –
FIA
49
FNY Investment Advisers
New York
$61K +$61K +5,000 New
HCP
50
Hexagon Capital Partners
Arkansas
$39K – – –
1
2
3