FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

63 hedge funds and large institutions have $101M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
-5
Holders Change %
-7.35%
% of All Funds
1.11%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
25
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$14.6M
2
LPL Financial
LPL Financial
California
$4.78M
3
Jane Street
Jane Street
New York
$2.22M
4
EIA
Edgemoor Investment Advisors
Maryland
$9.78M
5
Stifel Financial
Stifel Financial
Missouri
$2.17M

Top Sellers

1
SCM
Saba Capital Management
New York
$0
2
GI
Gradient Investments
Minnesota
$5.25M
3
RVPG
Relative Value Partners Group
$11.2M
4
CCP
Clough Capital Partners
Massachusetts
$200K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
VEA
26
Virtus ETF Advisers
New York
$372K +$54.7K +4,457 +17%
Osaic Holdings
27
Osaic Holdings
Arizona
$366K +$78.5K +6,419 +27%
JPMorgan Chase & Co
28
JPMorgan Chase & Co
New York
$295K – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$293K +$258 +21 +0.1%
SWM
30
SeaCrest Wealth Management
New York
$285K +$108K +8,789 +61%
AA
31
Apriem Advisors
California
$282K +$18.4K +1,500 +7%
SRC
32
Shufro Rose & Co
New York
$266K -$17.2K -1,400 -6%
WCM
33
Whitener Capital Management
North Carolina
$245K -$90.5K -7,390 -27%
DFA
34
DHJJ Financial Advisors
Illinois
$212K – – –
NCM
35
Narwhal Capital Management
Georgia
$212K +$212K +17,330 New
CCP
36
Clough Capital Partners
Massachusetts
$200K -$803K -65,481 -80%
KAS
37
Kestra Advisory Services
Texas
$184K -$4.13K -337 -2%
GWM
38
Geneos Wealth Management
Colorado
$171K +$246 +20 +0.1%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$154K +$67.3K +5,500 +78%
SPA
40
Sentinel Pension Advisors
Massachusetts
$138K +$3.59K +292 +3%
Koshinski Asset Management
41
Koshinski Asset Management
Illinois
$131K -$24.6K -2,003 -16%
Barclays
42
Barclays
United Kingdom
$125K +$125K +9,785 New
LWP
43
Lumature Wealth Partners
Georgia
$123K – – –
EW
44
Evoke Wealth
California
$112K – – –
FIA
45
FNY Investment Advisers
New York
$90K +$65.4K +5,364 +266%
WCMNY
46
Westchester Capital Management (New York)
New York
$71K – – –
HCP
47
Hexagon Capital Partners
Arkansas
$38K – – –
CFB
48
Cullen/Frost Bankers
Texas
$37K – – –
AA
49
AlphaMark Advisors
Kentucky
$31K -$4.96K -400 -14%
RCA
50
Ranch Capital Advisors
Florida
$18K – – –
1
2
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