FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

68 hedge funds and large institutions have $116M invested in First Trust Senior Floating Rate Income Fund II in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
+2
Holders Change %
+3.03%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
14
Reduced
23
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$1.73M
2
Invesco
Invesco
Georgia
+$460K
3
Stifel Financial
Stifel Financial
Missouri
+$375K
4
OC
Oppenheimer & Co
New York
+$341K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$332K

Top Sellers

1
SCM
Saba Capital Management
New York
-$3.77M
2
RCM
Rivernorth Capital Management
Florida
-$2.86M
3
CCP
Clough Capital Partners
Massachusetts
-$1.75M
4
Bank of America
Bank of America
North Carolina
-$1.11M
5
SFS
Shaker Financial Services
Virginia
-$644K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$354K -$88.1K -7,585 -20%
WMG
27
WESCAP Management Group
California
$346K – – –
Wells Fargo
28
Wells Fargo
California
$345K -$138K -11,908 -29%
WCM
29
Whitener Capital Management
North Carolina
$318K -$19.4K -1,670 -6%
VEA
30
Virtus ETF Advisers
New York
$301K +$5.69K +489 +2%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$280K +$280K +24,114 New
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$279K – – –
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$277K -$6.36K -548 -2%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$277K +$22.2K +1,910 +9%
Osaic Holdings
35
Osaic Holdings
Arizona
$273K -$36.1K -3,104 -12%
SRC
36
Shufro Rose & Co
New York
$268K -$62.6K -5,400 -19%
IAN
37
Integrated Advisors Network
Texas
$264K – – –
AA
38
Apriem Advisors
California
$250K – – –
MAFM
39
Mid Atlantic Financial Management
Pennsylvania
$231K +$231K +19,900 New
QC
40
Quantedge Capital
Singapore
$221K +$221K +18,988 New
DFA
41
DHJJ Financial Advisors
Illinois
$201K +$201K +17,275 New
KAS
42
Kestra Advisory Services
Texas
$177K +$311 +27 +0.2%
GWM
43
Geneos Wealth Management
Colorado
$170K -$3.68K -300 -2%
SWM
44
SeaCrest Wealth Management
New York
$168K +$168K +14,427 New
BI
45
Bulldog Investors
New Jersey
$158K – – –
CWM
46
Cornerstone Wealth Management
Missouri
$157K +$2K +172 +1%
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
$147K +$147K +12,671 New
SPA
48
Sentinel Pension Advisors
Massachusetts
$127K +$3.52K +303 +3%
ICMP
49
Integrated Capital Management (Pennsylvania)
Pennsylvania
$119K +$119K +10,207 New
LWP
50
Lumature Wealth Partners
Georgia
$116K +$116K +10,000 New
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