FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

49 hedge funds and large institutions have $98.8M invested in First Trust Senior Floating Rate Income Fund II in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
–
Holders Change %
0%
% of All Funds
1.22%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$33.8M
2
RCM
Robinson Capital Management
Michigan
$1.39M
3
AAMU
Amundi Asset Management US
Massachusetts
$2.08M
4
AGA
Accuvest Global Advisors
Utah
$900K
5
GI
Gradient Investments
Minnesota
$5.15M

Top Sellers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
$2.54M
2
WCMNY
Westchester Capital Management (New York)
New York
$2.28M
3
AAM
Advisors Asset Management
Colorado
$1.6M
4
FFA
First Foundation Advisors
California
$3.04M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$748K
Name Holding Trade Value Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
$263K -$146K -10,600 -36%
SRC
27
Shufro Rose & Co
New York
$257K – – –
AIP
28
Ahrens Investment Partners
Louisiana
$208K +$208K +15,050 New
Citigroup
29
Citigroup
New York
$174K -$24.7K -1,781 -12%
UCFA
30
United Capital Financial Advisors
Texas
$164K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$157K +$4.22K +305 +3%
Ameriprise
32
Ameriprise
Minnesota
$152K -$3.78K -273 -2%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$151K -$8.55K -620 -5%
CCP
34
Corient Capital Partners
California
$143K -$4.98K -360 -3%
SCA
35
Snowden Capital Advisors
New York
$143K +$143K +10,309 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$140K +$609 +44 +0.4%
IA
37
IFP Advisors
Florida
$129K +$32.4K +2,345 +34%
GWM
38
Geneos Wealth Management
Colorado
$128K -$23.2K -1,690 -15%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$105K +$208 +15 +0.2%
GRP
40
Global Retirement Partners
California
$95K +$21.8K +1,577 +30%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$62K – – –
AA
42
Apriem Advisors
California
$55K – – –
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$33K – – –
CFN
44
Cordasco Financial Network
Florida
$15K – – –
ASN
45
Advisory Services Network
Georgia
$15K +$15K +1,058 New
SPIA
46
Steward Partners Investment Advisory
New York
$12K – – –
PCM
47
Penserra Capital Management
California
$5K -$637 -48 -11%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5K +350 New
CS
49
Credit Suisse
Switzerland
– -$180K -12,999 Closed
NFG
50
Next Financial Group
Texas
– -$46K -3,315 Closed
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