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First Trust Multi Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $110M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

9% more funds holding

Funds holding: 6672 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $115M → $110M (-$5.13M)

5% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 22

21.04% less ownership

Funds ownership: 72.37%51.34% (-21%)

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
12
Increased
21
Reduced
22
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAS
51
Ameritas Advisory Services
Nebraska
$207K
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$175K -$7.19K -51 -4%
SAM
53
Smartleaf Asset Management
Massachusetts
$104K
NA
54
NewEdge Advisors
Louisiana
$70.1K -$17K -121 -19%
Fidelity Investments
55
Fidelity Investments
Massachusetts
$57.4K +$34.2K +243 +141%
JP Morgan Chase
56
JP Morgan Chase
New York
$56.2K
SWM
57
Spire Wealth Management
Virginia
$51.4K -$4.09K -29 -7%
TSMHT
58
Thurston Springer Miller Herd & Titak
Indiana
$40.4K -$10.6K -75 -20%
CA
59
CoreCap Advisors
Michigan
$34.6K
HI
60
Harbour Investments
Wisconsin
$29.2K
SIM
61
Synergy Investment Management
Florida
$28.3K +$28.9K +205 New
NWM
62
Nova Wealth Management
Florida
$24.9K +$25.4K +180 New
SIS
63
Sound Income Strategies
Florida
$12.4K
BTI
64
Blue Trust Inc
Georgia
$11.6K +$11.8K +84 New
AWM
65
Avior Wealth Management
Nebraska
$8.21K
Citigroup
66
Citigroup
New York
$6.91K
PS
67
Principal Securities
Iowa
$3.46K
SPIA
68
Steward Partners Investment Advisory
New York
$2.21K
Russell Investments Group
69
Russell Investments Group
United Kingdom
$1.94K +$1.97K +14 New
BNP Paribas Financial Markets
70
BNP Paribas Financial Markets
France
$553 +$564 +4 New
NS
71
NBC Securities
Alabama
$540 -$591K -4,197 -100%
TRCT
72
Tower Research Capital (TRC)
New York
$138 +$141 +1 New
Susquehanna International Group
73
Susquehanna International Group
Pennsylvania
-$4.2M -31,407 Closed
EFG
74
Ethos Financial Group
Pennsylvania
-$230K -1,722 Closed
FAM
75
Flaharty Asset Management
Florida
-$153K -1,143 Closed

FAD Hedge Fund Activity: Q4 2024 in Review

72 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2024, worth a combined $110M — down 4.5% from $115M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FAD positions and 3 closed out — a net gain of 9 holders — while 21 added to existing stakes and 22 trimmed.

The largest buyer was LPL Financial, adding an estimated $851K. The largest seller was International Assets Investment Management, cutting an estimated $41.5M.

  • 72 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2024, up from 66 in Q3 2024.
  • Funds reported $110M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2024, down 4.5% quarter-over-quarter.
  • 12 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2024 and 3 closed out, a net change of +9 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2024 was LPL Financial, an estimated $851K added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2024 was International Assets Investment Management, an estimated $41.5M sold.

Based on aggregated 13F filings for Q4 2024.