Principal Securities’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Principal Securities’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-373	Closed	-$59.9K	–	2046
2025 Q3	$59.9K	Buy	373 +247	+196%	+$37.8K	﹤0.01%	1868
2025 Q2	$18.5K	Buy	126 +101	+404%	+$13.6K	﹤0.01%	2357
2025 Q1	$3.46K	Hold	25	–	–	﹤0.01%	2901
2024 Q4	$3.46K	Hold	25	–	–	﹤0.01%	2897
2024 Q3	$3.34K	Sell	25 -50	-67%	-$6.33K	﹤0.01%	2807
2024 Q2	$9.23K	Hold	75	–	–	﹤0.01%	2430
2024 Q1	$9.34K	Hold	75	–	–	﹤0.01%	2366
2023 Q4	$8.42K	Buy	+75	New	+$7.7K	﹤0.01%	2334

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

KWS

Keystone Wealth Services Palm Desert, California $468M AUM 22.94% 1-Year Est. Return

Principal Securities's FAD Position: Q4 2025 in Review

Principal Securities sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q4 2025, closing a stake of 373 shares — an estimated $59.9K sold.

Principal Securities first reported a position in FAD in Q4 2023 and held it in 8 quarters. The position peaked at $59.9K in Q3 2025. 94 funds tracked by Wall St. Rank hold FAD as of Q4 2025.

Principal Securities reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 373 First Trust Multi Cap Growth AlphaDEX Fund shares in Q4 2025, an estimated $59.9K.
Principal Securities first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $59.9K in Q3 2025.
94 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.