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First Trust Multi Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $110M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

9% more funds holding

Funds holding: 6672 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $115M → $110M (-$5.13M)

5% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 22

21.04% less ownership

Funds ownership: 72.37%51.34% (-21%)

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
12
Increased
21
Reduced
22
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AR
26
Apeiron RIA
Texas
$727K -$108K -768 -13%
GSWM
27
Golden State Wealth Management
California
$715K +$729K +5,176 New
SA
28
Sanctuary Advisors
Indiana
$602K -$42.1K -299 -7%
Creative Planning
29
Creative Planning
Kansas
$558K +$569K +4,039 New
WH
30
Willner & Heller
California
$545K +$4.37K +31 +0.8%
NL
31
NWAM LLC
Washington
$534K -$31.1K -221 -5%
IFG
32
Independent Financial Group
California
$489K -$4.51K -32 -0.9%
Jones Financial Companies
33
Jones Financial Companies
Missouri
$465K +$302K +2,144 +176%
GWP
34
Gateway Wealth Partners
Wisconsin
$372K +$42.6K +302 +13%
LRPA
35
L. Roy Papp & Associates
Arizona
$359K
GRP
36
Global Retirement Partners
California
$348K
Osaic Holdings
37
Osaic Holdings
Arizona
$343K -$92.6K -657 -21%
Wealth Enhancement Advisory Services
38
Wealth Enhancement Advisory Services
Minnesota
$335K +$50.3K +357 +17%
IAIM
39
International Assets Investment Management
Florida
$319K -$41.5M -294,825 -99%
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$291K +$11K +78 +4%
OIA
41
OneDigital Investment Advisors
Kansas
$290K +$296K +2,099 New
BW
42
Bison Wealth
Georgia
$288K -$66.9K -475 -19%
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$287K +$2.68K +19 +0.9%
KAS
44
Kestra Advisory Services
Texas
$284K +$24K +170 +9%
PA
45
PFG Advisors
Arizona
$259K +$264K +1,875 New
VF
46
Virtu Financial
New York
$226K +$231K +1,638 New
CA
47
Clearstead Advisors
Ohio
$226K
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$224K +$16.5K +117 +8%
1SB
49
1ST Source Bank
Indiana
$222K
TWM
50
TCFG Wealth Management
California
$209K

FAD Hedge Fund Activity: Q4 2024 in Review

72 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2024, worth a combined $110M — down 4.5% from $115M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FAD positions and 3 closed out — a net gain of 9 holders — while 21 added to existing stakes and 22 trimmed.

The largest buyer was LPL Financial, adding an estimated $851K. The largest seller was International Assets Investment Management, cutting an estimated $41.5M.

  • 72 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2024, up from 66 in Q3 2024.
  • Funds reported $110M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2024, down 4.5% quarter-over-quarter.
  • 12 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2024 and 3 closed out, a net change of +9 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2024 was LPL Financial, an estimated $851K added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2024 was International Assets Investment Management, an estimated $41.5M sold.

Based on aggregated 13F filings for Q4 2024.