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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

57 hedge funds and large institutions have $88.3M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
12
Reduced
26
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WMP
Wealth Management Partners
Arizona
$2.21M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$9.75M
3
RFWA
RPg Family Wealth Advisory
Massachusetts
$1.06M
4
VF
Virtu Financial
New York
$561K
5
LPL Financial
LPL Financial
California
$6.9M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$5.5M
2
Citadel Advisors
Citadel Advisors
Florida
$368K
3
VWA
V Wealth Advisors
Kansas
$0
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$3.34M
5
KAS
Kestra Advisory Services
Texas
$244K
Name Holding Trade Value Shares
Change 		Shares
Change %
AR
26
Apeiron RIA
Texas
$661K +$53.5K +534 +9%
GWM
27
Geneos Wealth Management
Colorado
$631K +$42.7K +426 +7%
VF
28
Virtu Financial
New York
$561K +$561K +5,600 New
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$533K -$42.1K -420 -7%
Stifel Financial
30
Stifel Financial
Missouri
$458K -$86.7K -866 -16%
PFS
31
Prospera Financial Services
Texas
$416K – – –
NL
32
NWAM LLC
Washington
$405K -$4.21K -42 -1%
NS
33
NBC Securities
Alabama
$405K +$405K +4,049 New
Citadel Advisors
34
Citadel Advisors
Florida
$368K -$2.69M -26,864 -88%
CAN
35
Cetera Advisor Networks
California
$322K -$79.7K -796 -20%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$311K -$36.5K -364 -11%
LRPA
37
L. Roy Papp & Associates
Arizona
$260K – – –
KAS
38
Kestra Advisory Services
Texas
$244K -$367K -3,663 -60%
GWP
39
Gateway Wealth Partners
Wisconsin
$235K – – –
1SB
40
1ST Source Bank
Indiana
$225K – – –
CA
41
Cetera Advisors
Colorado
$220K – – –
BW
42
Bison Wealth
Georgia
$220K -$31.6K -316 -13%
IAIM
43
International Assets Investment Management
Florida
$218K – – –
AAS
44
Ameritas Advisory Services
Nebraska
$208K +$208K +2,105 New
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$202K – – –
WSTAM
46
Wilbanks Smith & Thomas Asset Management
Virginia
$201K – – –
FAM
47
Flaharty Asset Management
Florida
$140K +$140K +1,402 New
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$136K -$13.3K -133 -9%
AP
49
Advisors Preferred
Maryland
$77.2K +$77.2K +778 New
SWM
50
Spire Wealth Management
Virginia
$43.1K – – –
1
2
3