We are live on ! Find out more
FAD icon

First Trust Multi Cap Growth AlphaDEX Fund

57 hedge funds and large institutions have $85.1M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 2

27% more funds holding

Funds holding: 4557 (+12)

14% more capital invested

Capital invested by funds: $74.6M → $85.1M (+$10.5M)

13% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 16

6.1% more ownership

Funds ownership: 47.65%53.75% (+6.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
57
Holders Change
+12
Holders Change %
+26.67%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
18
Reduced
16
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$545K -$20.7K -214 -3%
Stifel Financial
27
Stifel Financial
Missouri
$506K -$76.5K -792 -13%
SWP
28
Stratos Wealth Partners
Ohio
$503K +$512K +5,301 New
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$468K +$1.64K +17 +0.3%
CAN
30
Cetera Advisor Networks
California
$430K -$32.6K -338 -7%
GWM
31
Geneos Wealth Management
Colorado
$416K +$402K +4,160 +1,825%
PFS
32
Prospera Financial Services
Texas
$403K +$411K +4,250 New
NL
33
NWAM LLC
Washington
$384K -$23.1K -239 -6%
LRPA
34
L. Roy Papp & Associates
Arizona
$297K -$4.83K -50 -2%
WH
35
Willner & Heller
California
$293K +$298K +3,088 New
IAIM
36
International Assets Investment Management
Florida
$278K +$21.8K +226 +8%
KAS
37
Kestra Advisory Services
Texas
$256K +$261K +2,700 New
GWP
38
Gateway Wealth Partners
Wisconsin
$222K +$226K +2,344 New
1SB
39
1ST Source Bank
Indiana
$213K
CA
40
Cetera Advisors
Colorado
$203K +$207K +2,145 New
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$195K +$290 +3 +0.1%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$129K +$125K +1,297 +2,126%
NA
43
NewEdge Advisors
Louisiana
$119K +$124K +1,286 New
Citigroup
44
Citigroup
New York
$88.5K
AP
45
Advisors Preferred
Maryland
$63.9K +$66K +683 New
SWM
46
Spire Wealth Management
Virginia
$41K
Fidelity Investments
47
Fidelity Investments
Massachusetts
$25.9K -$1.83K -19 -7%
CA
48
CoreCap Advisors
Michigan
$23.7K +$24.1K +250 New
LS
49
Leelyn Smith
Illinois
$18.5K
IGWM
50
ICA Group Wealth Management
Colorado
$14.2K +$14.5K +150 New

FAD Hedge Fund Activity: Q4 2022 in Review

57 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2022, worth a combined $85.1M — up 14% from $74.6M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FAD positions and 2 closed out — a net gain of 13 holders — while 18 added to existing stakes and 16 trimmed.

The largest buyer was F3Logic, opening a new position worth an estimated $3.45M. The largest seller was LPL Financial, cutting an estimated $3.94M.

  • 57 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2022, up from 45 in Q3 2022.
  • Funds reported $85.1M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2022, up 14% quarter-over-quarter.
  • 15 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2022 and 2 closed out, a net change of +13 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2022 was F3Logic, an estimated $3.45M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2022 was LPL Financial, an estimated $3.94M sold.

Based on aggregated 13F filings for Q4 2022.