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First Trust Multi Cap Growth AlphaDEX Fund

43 hedge funds and large institutions have $80.8M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

16% more capital invested

Capital invested by funds: $69.4M → $80.8M (+$11.4M)

5% more funds holding

Funds holding: 4143 (+2)

3.41% more ownership

Funds ownership: 43.39%46.8% (+3.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
43
Holders Change
+2
Holders Change %
+4.88%
% of All Funds
0.87%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
12
Reduced
17
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LI
26
LVZ Inc
Michigan
$424K +$335 +4 +0.1%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$414K -$25.9K -309 -6%
WSTAM
28
Wilbanks Smith & Thomas Asset Management
Virginia
$318K
Stifel Financial
29
Stifel Financial
Missouri
$282K -$8.37K -100 -3%
Carson Wealth (CWM LLC)
30
Carson Wealth (CWM LLC)
Nebraska
$245K
WI
31
Wintrust Investments
Illinois
$240K -$44.1K -527 -16%
IAIM
32
International Assets Investment Management
Florida
$230K
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$225K +$218K +2,609 New
1SB
34
1ST Source Bank
Indiana
$216K +$210K +2,512 New
WAS
35
Wealth Advisory Solutions
Indiana
$204K +$199K +2,373 New
CFGS
36
Concourse Financial Group Securities
Alabama
$68K +$3.93K +47 +6%
GWM
37
Geneos Wealth Management
Colorado
$55K +$2.93K +35 +6%
RFWA
38
RPg Family Wealth Advisory
Massachusetts
$51.3K
Citigroup
39
Citigroup
New York
$40K
Fidelity Investments
40
Fidelity Investments
Massachusetts
$35K
BFEC
41
Benjamin F. Edwards & Company
Missouri
$10K
SPIA
42
Steward Partners Investment Advisory
New York
$3K
SFS
43
Sowell Financial Services
Arkansas
$1K
VWA
44
V Wealth Advisors
Kansas
-$1.07M -13,693 Closed
TI
45
tru Independence
Oregon
-$10 -132 Closed

FAD Hedge Fund Activity: Q3 2020 in Review

43 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2020, worth a combined $80.8M — up 16% from $69.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FAD positions and 2 closed out — a net gain of 3 holders — while 12 added to existing stakes and 17 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $5.14M. The largest seller was Plotkin Financial Advisors, cutting an estimated $4.19M.

  • 43 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2020, up from 41 in Q2 2020.
  • Funds reported $80.8M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2020, up 16% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2020 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2020 was Goldman Sachs, an estimated $5.14M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2020 was Plotkin Financial Advisors, an estimated $4.19M sold.

Based on aggregated 13F filings for Q3 2020.