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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

41 hedge funds and large institutions have $69.4M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
10
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.87M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.15M
3
CAN
Cetera Advisor Networks
California
+$532K
4
Citadel Advisors
Citadel Advisors
Florida
+$453K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$399K

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.48M
2
Jane Street
Jane Street
New York
-$695K
3
UBS Group
UBS Group
Switzerland
-$695K
4
GSWM
Golden State Wealth Management
California
-$627K
5
Wells Fargo
Wells Fargo
California
-$337K
Name Holding Trade Value Shares
Change 		Shares
Change %
LI
26
LVZ Inc
Michigan
$384K -$224K -2,876 -37%
WSTAM
27
Wilbanks Smith & Thomas Asset Management
Virginia
$288K – – –
Stifel Financial
28
Stifel Financial
Missouri
$263K +$263K +3,378 New
WI
29
Wintrust Investments
Illinois
$258K – – –
Carson Wealth (CWM LLC)
30
Carson Wealth (CWM LLC)
Nebraska
$245K – – –
IAIM
31
International Assets Investment Management
Florida
$208K -$71.7K -920 -26%
CFGS
32
Concourse Financial Group Securities
Alabama
$58K – – –
GWM
33
Geneos Wealth Management
Colorado
$47K +$3.74K +50 +9%
RFWA
34
RPg Family Wealth Advisory
Massachusetts
$46.5K -$11.3K -145 -20%
Citigroup
35
Citigroup
New York
$36K – – –
Fidelity Investments
36
Fidelity Investments
Massachusetts
$32K -$15.5K -196 -33%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$9K – – –
CAC
38
Certified Advisory Corp
Florida
$9K – – –
SPIA
39
Steward Partners Investment Advisory
New York
$3K – – –
SFS
40
Sowell Financial Services
Arkansas
$1K – – –
TI
41
tru Independence
Oregon
$10 – – –
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
– -$1.48M -24,390 Closed
NL
43
NWAM LLC
Washington
– -$1K -16,557 Closed
Jane Street
44
Jane Street
New York
– -$695K -11,486 Closed
GSWM
45
Golden State Wealth Management
California
– -$627K -10,372 Closed
DADC
46
D.A. Davidson & Co
Montana
– -$272K -4,493 Closed
ASN
47
Advisory Services Network
Georgia
– -$64K -1,060 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
– -$24K -400 Closed
AIC
49
Ameritas Investment Company
Nebraska
– -$9K -141 Closed
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