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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

37 hedge funds and large institutions have $46.3M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$404K
2
Jane Street
Jane Street
New York
+$390K
3
MML Investors Services
MML Investors Services
Massachusetts
+$376K
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$360K
5
KWM
Kingsview Wealth Management
Oregon
+$354K

Top Sellers

1
Baird Financial Group
Baird Financial Group
Wisconsin
-$3.63M
2
AG
Advisor Group
Arizona
-$3.51M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
4
Morgan Stanley
Morgan Stanley
New York
-$712K
5
Wells Fargo
Wells Fargo
California
-$545K
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
26
Cetera Advisors
Colorado
$216K -$13.7K -200 -6%
CCA
27
Clearwater Capital Advisors
Illinois
$198K +$198K +2,913 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$164K – – –
Carson Wealth (CWM LLC)
29
Carson Wealth (CWM LLC)
Nebraska
$77K – – –
SWP
30
Stratos Wealth Partners
Ohio
$45K +$40.1K +595 +826%
GWM
31
Geneos Wealth Management
Colorado
$31K – – –
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$27K -$6.75K -100 -20%
SEI Investments
33
SEI Investments
Pennsylvania
$25K – – –
IWM
34
IHT Wealth Management
Illinois
$9K – – –
Citigroup
35
Citigroup
New York
$5K – – –
SPIA
36
Steward Partners Investment Advisory
New York
$2K – – –
Baird Financial Group
37
Baird Financial Group
Wisconsin
– -$3.63M -55,329 Closed
IH
38
IFC Holdings
Florida
– -$805K -12,277 Closed
PAG
39
Private Advisor Group
New Jersey
– -$505K -7,491 Closed
1IA
40
1834 Investment Advisors
Wisconsin
– -$30K -460 Closed
CA
41
Calton & Associates
Florida
– -$5K -73 Closed
HNB
42
Huntington National Bank
Ohio
– -$99K – –
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