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ECF

Ellsworth Growth & Income Fund
ECF

43 hedge funds and large institutions have $57.5M invested in Ellsworth Growth & Income Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

13% more funds holding

Funds holding: 38 → 43 (+5)

0.87% less ownership

Funds ownership: 32.77% → 31.9% (-0.87%)

12% less capital invested

Capital invested by funds: $65.2M → $57.5M (-$7.62M)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
18
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
+$1.52M
2
SFS
Shaker Financial Services
Virginia
+$863K
3
Wells Fargo
Wells Fargo
California
+$538K
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$482K
5
FF
FourThought Financial
Florida
+$445K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$4.09M
2
Morgan Stanley
Morgan Stanley
New York
-$1.21M
3
GC
Guggenheim Capital
Illinois
-$1.18M
4
RJA
Raymond James & Associates
Florida
-$369K
5
TF
Trek Financial
Arizona
-$176K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$325K +$31.4K +2,167 +10%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$254K +$55.6K +3,833 +25%
DJYG
28
David J. Yvars Group
Florida
$236K – – –
RJT
29
Raymond James Trust
Florida
$236K – – –
LJAC
30
L.J. Altfest & Co
New York
$223K +$1.31K +90 +0.5%
FIA
31
Foundations Investment Advisors
Arizona
$210K +$7.36K +507 +3%
LPL Financial
32
LPL Financial
California
$162K -$18.2K -1,257 -9%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$160K – – –
MIC
34
Meridian Investment Counsel
California
$159K +$173K +11,900 New
DA
35
Doliver Advisors
Texas
$157K +$170K +11,721 New
Bank of America
36
Bank of America
North Carolina
$155K +$131K +9,001 +346%
Creative Planning
37
Creative Planning
Kansas
$155K +$168K +11,580 New
FIA
38
FNY Investment Advisers
New York
$33K +$36.3K +2,500 New
BAM
39
Baldrige Asset Management
Pennsylvania
$25K – – –
BWL
40
Bogart Wealth LLC
Virginia
$5K +$131 +9 +2%
GWSG
41
GPS Wealth Strategies Group
Colorado
$4K – – –
PA
42
Parallel Advisors
California
$2K – – –
AWM
43
Avior Wealth Management
Nebraska
$1K – – –
TF
44
Trek Financial
Arizona
– -$176K -11,957 Closed
1
2

ECF Hedge Fund Activity: Q3 2021 in Review

43 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q3 2021, worth a combined $57.5M — down 12% from $65.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new ECF positions and 1 closed out — a net gain of 5 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $1.52M. The largest seller was Advisors Asset Management, cutting an estimated $4.09M.

  • 43 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q3 2021, up from 38 in Q2 2021.
  • Funds reported $57.5M of Ellsworth Growth & Income Fund stock for Q3 2021, down 12% quarter-over-quarter.
  • 6 funds opened new Ellsworth Growth & Income Fund positions in Q3 2021 and 1 closed out, a net change of +5 holders.
  • The largest Ellsworth Growth & Income Fund buyer in Q3 2021 was Wolverine Asset Management, an estimated $1.52M added.
  • The largest Ellsworth Growth & Income Fund seller in Q3 2021 was Advisors Asset Management, an estimated $4.09M sold.

Based on aggregated 13F filings for Q3 2021.