ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

43 hedge funds and large institutions have $57.5M invested in Ellsworth Growth & Income Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
18
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.4M
2
SFS
2
Shaker Financial Services
Virginia
$794K
3
Wells Fargo
3
Wells Fargo
California
$6.19M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.41M
5
FF
5
FourThought Financial
Florida
$582K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$9.29M
2
Morgan Stanley
2
Morgan Stanley
New York
$15.8M
3
GC
3
Guggenheim Capital
Illinois
$1.35M
4
RJA
4
Raymond James & Associates
Florida
$1.11M
5
TF
5
Trek Financial
Arizona
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$325K 24,294 +2,167 +10%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$254K 19,022 +3,833 +25%
RJT
28
Raymond James Trust
Florida
$236K 17,655 – –
DJYG
29
David J. Yvars Group
Florida
$236K 17,655 – –
LJAC
30
L.J. Altfest & Co
New York
$223K 16,678 +90 +0.5%
FIA
31
Foundations Investment Advisors
Arizona
$210K 15,784 +507 +3%
LPL Financial
32
LPL Financial
California
$162K 12,099 -1,257 -9%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$160K 12,000 – –
MIC
34
Meridian Investment Counsel
California
$159K 11,900 +11,900 New
DA
35
Doliver Advisors
Texas
$157K 11,721 +11,721 New
Bank of America
36
Bank of America
North Carolina
$155K 11,602 +9,001 +346%
Creative Planning
37
Creative Planning
Kansas
$155K 11,580 +11,580 New
FIA
38
FNY Investment Advisers
New York
$33K 2,500 +2,500 New
BAM
39
Baldrige Asset Management
Pennsylvania
$25K 1,868 – –
BWL
40
Bogart Wealth LLC
Virginia
$5K 373 +9 +2%
GWSG
41
GPS Wealth Strategies Group
Colorado
$4K 336 – –
PA
42
Parallel Advisors
California
$2K 129 – –
AWM
43
Avior Wealth Management
Nebraska
$1K 130 – –
TF
44
Trek Financial
Arizona
– – -11,957 Closed
CFGS
45
Concourse Financial Group Securities
Alabama
– – – –
1
2