Ellsworth Growth & Income Fund
ECF
34 hedge funds and large institutions have $53.9M invested in Ellsworth Growth & Income Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 4 closing their positions.
25% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 4
3% more funds holding
Funds holding: 33 → 34 (+1)
3% less capital invested
Capital invested by funds: $55.6M → $53.9M (-$1.76M)
1.32% less ownership
Funds ownership: 36.64% → 35.31% (-1.3%)
42% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$1.59M |
| 2 |
ATPW
Ashton Thomas Private Wealth
Scottsdale,
Arizona
|
+$1.04M |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$500K |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$491K |
| 5 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$266K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$2.19M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$1.94M |
| 3 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$867K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$511K |
| 5 |
Invesco
Atlanta,
Georgia
|
-$327K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RJT
26
Raymond James Trust
St. Petersburg,
Florida
| $204K | – | – | – |
|
|
LJAC
27
L.J. Altfest & Co
New York
| $197K | +$1.14K | +95 | +0.6% |
|
|
CRC
28
Curi RMB Capital
Chicago,
Illinois
| $181K | +$187K | +15,673 | New |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $138K | – | – | – |
|
|
30
Invesco
Atlanta,
Georgia
| $133K | -$327K | -27,361 | -70% |
|
|
FIA
31
Foundations Investment Advisors
Phoenix,
Arizona
| $117K | -$260K | -21,735 | -68% |
|
32
Bank of America
Charlotte,
North Carolina
| $89K | – | – | – |
|
33
Osaic Holdings
Scottsdale,
Arizona
| $83K | +$35.9K | +3,000 | +73% |
|
|
AWM
34
Avior Wealth Management
Omaha,
Nebraska
| $1K | – | – | – |
|
35
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$126K | -10,969 | Closed |
|
|
PAG
36
Private Advisor Group
Morristown,
New Jersey
| – | -$31K | -2,696 | Closed |
|
|
RFA
37
Reilly Financial Advisors
La Mesa,
California
| – | -$9K | -745 | Closed |
|
|
TRCT
38
Tower Research Capital (TRC)
New York
| – | -$3K | -300 | Closed |
|
ECF Hedge Fund Activity: Q3 2020 in Review
34 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ellsworth Growth & Income Fund (ECF) for Q3 2020, worth a combined $53.9M — down 3.2% from $55.6M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new ECF positions and 4 closed out — a net gain of 1 holder — while 7 added to existing stakes and 12 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $1.59M. The largest seller was Wells Fargo, cutting an estimated $2.19M.
- 34 institutional investors held Ellsworth Growth & Income Fund (ECF) as of Q3 2020, up from 33 in Q2 2020.
- Funds reported $53.9M of Ellsworth Growth & Income Fund stock for Q3 2020, down 3.2% quarter-over-quarter.
- 5 funds opened new Ellsworth Growth & Income Fund positions in Q3 2020 and 4 closed out, a net change of +1 holder.
- The largest Ellsworth Growth & Income Fund buyer in Q3 2020 was Morgan Stanley, an estimated $1.59M added.
- The largest Ellsworth Growth & Income Fund seller in Q3 2020 was Wells Fargo, an estimated $2.19M sold.
Based on aggregated 13F filings for Q3 2020.