We are live on ! Find out more
DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

Back to rankings

36 hedge funds and large institutions have $68.6M invested in Duff & Phelps Utility & Corporate Bond Trust in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

12% more capital invested

Capital invested by funds: $61.5M → $68.6M (+$7.08M)

6% more funds holding

Funds holding: 34 → 36 (+2)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$5.94M
2
Wells Fargo
Wells Fargo
California
+$4.09M
3
SIA
Sit Investment Associates
Minnesota
+$2.33M
4
1CP
1607 Capital Partners
Virginia
+$526K
5
HighTower Advisors
HighTower Advisors
Illinois
+$325K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$2.33M
2
WAM
Wolverine Asset Management
Illinois
-$860K
3
Morgan Stanley
Morgan Stanley
New York
-$377K
4
GC
Guggenheim Capital
Illinois
-$209K
5
DA
Doliver Advisors
Texas
-$106K
Name Holding Trade Value Shares
Change 		Change in
Stake
MFS
26
MSI Financial Services
Massachusetts
$15K – – –
AIG
27
American International Group
New York
$14.8K -$6.71K -700 -31%
US Bancorp
28
US Bancorp
Minnesota
$13K – – –
AP
29
Atwood & Palmer
Missouri
$9K – – –
HCMT
30
Highland Capital Management (Tennessee)
Tennessee
$9K +$9.59K +1,000 New
BCM
31
Brookstone Capital Management
Illinois
$9K +$9.71K +1,012 New
NSIM
32
North Star Investment Management
Illinois
$7K – – –
AA
33
Apriem Advisors
California
$7K +$6.71K +700 New
WA
34
WFG Advisors
Texas
$3K +$48 +5 +1%
TRCT
35
Tower Research Capital (TRC)
New York
$2K +$2.36K +246 New
SFS
36
Shaker Financial Services
Virginia
– -$2.33M -238,849 Closed
DA
37
Doliver Advisors
Texas
– -$106K -10,825 Closed
Creative Planning
38
Creative Planning
Kansas
– -$25K -2,600 Closed
RPG
39
Risk Paradigm Group
Texas
– -$2.93K -300 Closed
Citigroup
40
Citigroup
New York
– -$1.3K -136 -86%
1
2

DUC Hedge Fund Activity: Q2 2015 in Review

36 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2015, worth a combined $68.6M — up 12% from $61.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DUC positions and 4 closed out — a net gain of 2 holders — while 11 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $5.94M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $2.33M sold.

  • 36 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2015, up from 34 in Q1 2015.
  • Funds reported $68.6M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2015, up 12% quarter-over-quarter.
  • 6 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2015 and 4 closed out, a net change of +2 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2015 was Karpus Investment Management, an estimated $5.94M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2015 was Shaker Financial Services, an estimated $2.33M sold.

Based on aggregated 13F filings for Q2 2015.