DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

44 hedge funds and large institutions have $41.3M invested in Western Asset Mortgage Opportunity Fund in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-4
Holders Change %
-8.33%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
20
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$3.01M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
$3.14M
3
Morgan Stanley
Morgan Stanley
New York
$7.46M
4
Baird Financial Group
Baird Financial Group
Wisconsin
$395K
5
MML Investors Services
MML Investors Services
Massachusetts
$1.4M

Top Sellers

1
MC
Matisse Capital
Oregon
$0
2
TJHA
Thomas J. Herzfeld Advisors
Florida
$3.47M
3
SIA
Sit Investment Associates
Minnesota
$4.32M
4
Osaic Holdings
Osaic Holdings
Arizona
$395K
5
Invesco
Invesco
Georgia
$143K
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
26
Oppenheimer & Co
New York
$193K +$16.8K +1,500 +9%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$169K -$4.12K -369 -2%
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$154K -$15.3K -1,367 -9%
ICMP
29
Integrated Capital Management (Pennsylvania)
Pennsylvania
$154K -$3.81K -341 -2%
SA
30
SFI Advisors
New Jersey
$150K – – –
Invesco
31
Invesco
Georgia
$143K -$267K -23,939 -65%
Ameriprise
32
Ameriprise
Minnesota
$141K – – –
IWC
33
Integrated Wealth Concepts
Massachusetts
$134K -$22.1K -1,977 -14%
Bank of America
34
Bank of America
North Carolina
$120K +$27.2K +2,436 +29%
ASN
35
Advisory Services Network
Georgia
$84.1K +$84.1K +7,533 New
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$29.3K +$28.3K +2,532 +2,665%
SPIA
37
Steward Partners Investment Advisory
New York
$11.2K – – –
PS
38
Principal Securities
Iowa
$8.66K +$8.66K +775 New
CFGS
39
Concourse Financial Group Securities
Alabama
$7.26K – – –
Comerica Bank
40
Comerica Bank
Texas
$5.05K -$17.1K -1,531 -77%
POIA
41
Pin Oak Investment Advisors
Texas
$5K – – –
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$4K – – –
Citigroup
43
Citigroup
New York
$45 – – –
Wells Fargo
44
Wells Fargo
California
$16 -$16 -1 -50%
MC
45
Matisse Capital
Oregon
– -$1M -93,538 Closed
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
– -$229K -21,405 Closed
ACM
47
Arlington Capital Management
Illinois
– -$148K -13,806 Closed
QCIG
48
Quad-Cities Investment Group
Iowa
– -$136K -12,655 Closed
AWS
49
Atria Wealth Solutions
New York
– -$112K -10,344 Closed
FIA
50
FNY Investment Advisers
New York
– -$2K -200 Closed
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