PS
DMO

Principal Securities’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

Principal Securities’s Portfolio DMO Stock Details DMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q4 		– Sell
-293
Closed -$3.51K – 3566
2024
Q3 		$3.51K Sell
293
-243
-45% -$2.94K ﹤0.01% 2791
2024
Q2 		$6.39K Sell
536
-239
-31% -$2.79K ﹤0.01% 2557
2024
Q1 		$9.07K Hold
775
– – ﹤0.01% 2376
2023
Q4 		$8.66K Buy
+775
New +$8.29K ﹤0.01% 2315

Other funds holding DMO

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
CPRC
Consolidated Portfolio Review Corp Woodbury, New York $1.2B AUM 13.59% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
VVP
Venture Visionary Partners Sylvania, Ohio $3B AUM 24.41% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Principal Securities's DMO Position: Q4 2024 in Review

Principal Securities sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q4 2024, closing a stake of 293 shares — an estimated $3.51K sold.

Principal Securities first reported a position in DMO in Q4 2023 and held it in 4 quarters. The position peaked at $9.07K in Q1 2024. 40 funds tracked by Wall St. Rank hold DMO as of Q4 2024.

  • Principal Securities reported no remaining Western Asset Mortgage Opportunity Fund position as of Q4 2024 after selling out during the quarter.
  • Principal Securities sold 293 Western Asset Mortgage Opportunity Fund shares in Q4 2024, an estimated $3.51K.
  • Principal Securities first reported a position in Western Asset Mortgage Opportunity Fund in Q4 2023 and held it in 4 quarters.
  • Principal Securities's Western Asset Mortgage Opportunity Fund position peaked at $9.07K in Q1 2024.
  • 40 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q4 2024.

Based on Principal Securities's 13F filing for Q4 2024, filed 30 Jan 2025.