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DMO

Western Asset Mortgage Opportunity Fund
DMO

46 hedge funds and large institutions have $36.5M invested in Western Asset Mortgage Opportunity Fund in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

43% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 14

13% more capital invested

Capital invested by funds: $32.4M → $36.5M (+$4.13M)

10% more funds holding

Funds holding: 42 → 46 (+4)

0.99% more ownership

Funds ownership: 22.35% → 23.34% (+0.99%)

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$663K
2
ACM
Arlington Capital Management
Illinois
+$626K
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$601K
4
LCM
Landscape Capital Management
New Jersey
+$576K
5
Morgan Stanley
Morgan Stanley
New York
+$571K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$2.51M
2
CF
Centaurus Financial
California
-$461K
3
KPWS
Kestra Private Wealth Services
Texas
-$343K
4
RJA
Raymond James & Associates
Florida
-$238K
5
Bessemer Group
Bessemer Group
New Jersey
-$217K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$350K +$2.9K +212 +0.9%
Bank of America
27
Bank of America
North Carolina
$346K +$18.5K +1,353 +6%
UBS Group
28
UBS Group
Switzerland
$296K -$145K -10,614 -34%
RGC
29
Roberts, Glore & Co
Illinois
$262K +$39K +2,850 +18%
TCA
30
Transcend Capital Advisors
New Jersey
$252K +$930 +68 +0.4%
ASN
31
Advisory Services Network
Georgia
$238K +$1.96K +143 +0.9%
OC
32
Oppenheimer & Co
New York
$228K +$34.8K +2,543 +19%
PCP
33
Proficio Capital Partners
Massachusetts
$220K – – –
Ameriprise
34
Ameriprise
Minnesota
$179K – – –
Millennium Management
35
Millennium Management
New York
$178K +$172K +12,545 New
GC
36
Guggenheim Capital
Illinois
$177K +$171K +12,470 New
FIA
37
FNY Investment Advisers
New York
$153K +$148K +10,850 New
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$149K -$30.3K -2,218 -17%
Wells Fargo
39
Wells Fargo
California
$63K -$13.7K -999 -18%
Citigroup
40
Citigroup
New York
$53K +$670 +49 +1%
CFA
41
Carroll Financial Associates
North Carolina
$45K -$150K -11,000 -77%
SPIA
42
Steward Partners Investment Advisory
New York
$14K -$15.7K -1,150 -53%
APA
43
American Portfolios Advisors
New York
$13.2K +$410 +30 +3%
GWM
44
Geneos Wealth Management
Colorado
$11K – – –
AAM
45
Advisors Asset Management
Colorado
$6K – – –
RJA
46
Raymond James & Associates
Florida
– -$238K -18,144 Closed
Bessemer Group
47
Bessemer Group
New Jersey
– -$217K -16,555 Closed
CSPIA
48
Cary Street Partners Investment Advisory
Virginia
– -$26K -2,000 Closed
FHA
49
Flagship Harbor Advisors
Massachusetts
– -$4K -350 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
– +$27 +2 New
1
2

DMO Hedge Fund Activity: Q4 2020 in Review

46 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q4 2020, worth a combined $36.5M — up 13% from $32.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DMO positions and 4 closed out — a net gain of 4 holders — while 20 added to existing stakes and 14 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $663K. The largest seller was Osaic Holdings, cutting an estimated $2.51M.

  • 46 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q4 2020, up from 42 in Q3 2020.
  • Funds reported $36.5M of Western Asset Mortgage Opportunity Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 8 funds opened new Western Asset Mortgage Opportunity Fund positions in Q4 2020 and 4 closed out, a net change of +4 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q4 2020 was Sit Investment Associates, an estimated $663K added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q4 2020 was Osaic Holdings, an estimated $2.51M sold.

Based on aggregated 13F filings for Q4 2020.