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DMO

Western Asset Mortgage Opportunity Fund
DMO

34 hedge funds and large institutions have $20.6M invested in Western Asset Mortgage Opportunity Fund in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 6

12.17% more ownership

Funds ownership: 13.91% → 26.08% (+12%)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

6% less funds holding

Funds holding: 36 → 34 (-2)

31% less capital invested

Capital invested by funds: $29.6M → $20.6M (-$9.06M)

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
16
Reduced
6
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
+$1.37M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.05M
3
Morgan Stanley
Morgan Stanley
New York
+$913K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$861K
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$778K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.95M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$643K
3
RIA
Regal Investment Advisors
Michigan
-$416K
4
LPL Financial
LPL Financial
California
-$399K
5
IAA
Independent Advisor Alliance
North Carolina
-$351K
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
26
Edge Wealth Management
New York
$128K +$191K +10,000 New
Wells Fargo
27
Wells Fargo
California
$98K – – –
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$73K -$1.95M -102,110 -95%
Citigroup
29
Citigroup
New York
$53K +$115 +6 +0.1%
APA
30
American Portfolios Advisors
New York
$10.9K +$229 +12 +1%
GWM
31
Geneos Wealth Management
Colorado
$9K – – –
FHA
32
Flagship Harbor Advisors
Massachusetts
$4K -$10K -525 -60%
NL
33
NWAM LLC
Washington
$574 +$26.9K +1,408 +3%
RIA
34
Regal Investment Advisors
Michigan
– -$416K -20,486 Closed
LPL Financial
35
LPL Financial
California
– -$399K -19,660 Closed
IAA
36
Independent Advisor Alliance
North Carolina
– -$351K -17,280 Closed
Millennium Management
37
Millennium Management
New York
– -$288K -14,200 Closed
FIA
38
FNY Investment Advisers
New York
– -$244K -12,065 Closed
QFA
39
Quattro Financial Advisors
Texas
– -$151K -7,212 Closed
Fidelity Investments
40
Fidelity Investments
Massachusetts
– +$19 +1 +100%
1
2

DMO Hedge Fund Activity: Q1 2020 in Review

34 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Western Asset Mortgage Opportunity Fund (DMO) for Q1 2020, worth a combined $20.6M — down 31% from $29.6M a quarter earlier.

Fund positioning in DMO was balanced in Q1 2020: 7 funds opened new positions, 7 closed out, 16 added to existing stakes and 6 trimmed.

The largest buyer was Landscape Capital Management, adding an estimated $1.37M. The largest seller was Royal Bank of Canada, cutting an estimated $1.95M.

  • 34 institutional investors held Western Asset Mortgage Opportunity Fund (DMO) as of Q1 2020, down from 36 in Q4 2019.
  • Funds reported $20.6M of Western Asset Mortgage Opportunity Fund stock for Q1 2020, down 31% quarter-over-quarter.
  • 7 funds opened new Western Asset Mortgage Opportunity Fund positions in Q1 2020 and 7 closed out, a net change of 0 holders.
  • The largest Western Asset Mortgage Opportunity Fund buyer in Q1 2020 was Landscape Capital Management, an estimated $1.37M added.
  • The largest Western Asset Mortgage Opportunity Fund seller in Q1 2020 was Royal Bank of Canada, an estimated $1.95M sold.

Based on aggregated 13F filings for Q1 2020.