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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Robeco Institutional Asset Management
201
Robeco Institutional Asset Management
Netherlands
$8.3M 126,920 +8,113 +7%
QAM
202
QCI Asset Management
New York
$8.14M 124,553 +124,547 +2,075,783%
Janus Henderson Group
203
Janus Henderson Group
United Kingdom
$8.14M 124,528 – –
ABC
204
Associated Banc-Corp
Wisconsin
$8.09M 123,765 -11,771 -9%
OPERF
205
Oregon Public Employees Retirement Fund
Oregon
$7.82M 119,614 +806 +0.7%
Zurich Cantonal Bank
206
Zurich Cantonal Bank
Switzerland
$7.82M 119,598 +1,478 +1%
Janney Montgomery Scott
207
Janney Montgomery Scott
Pennsylvania
$7.76M 118,656 -14,616 -11%
FIM
208
Foresters Investment Management
New York
$7.74M 118,385 -100 -0.1%
Nomura Asset Management
209
Nomura Asset Management
Japan
$7.35M 112,508 +4,128 +4%
SEI Investments
210
SEI Investments
Pennsylvania
$7.34M 112,365 +61,636 +122%
OC
211
Oppenheimer & Co
New York
$7.28M 111,314 -2,978 -3%
JPMPWA
212
J.P. Morgan Private Wealth Advisors
California
$7.23M 110,569 -26,613 -19%
GG
213
Gofen & Glossberg
Illinois
$7.23M 110,554 -11,232 -9%
FAF
214
Fjarde Ap-fonden
Sweden
$7.18M 109,833 -8,561 -7%
CCC
215
Chelsea Counsel Company
California
$7.17M 109,722 -1,750 -2%
DCM
216
Dupont Capital Management
Delaware
$7.12M 108,904 -66,401 -38%
URS
217
Utah Retirement Systems
Utah
$7.07M 108,179 +600 +0.6%
Natixis Advisors
218
Natixis Advisors
Massachusetts
$6.87M 105,080 +14,823 +16%
Envestnet Asset Management
219
Envestnet Asset Management
Illinois
$6.78M 103,798 -2,002 -2%
PGFC
220
Peapack-Gladstone Financial Corp
New Jersey
$6.51M 99,672 -60 -0.1%
HNB
221
Huntington National Bank
Ohio
$6.42M 98,204 -3,668 -4%
CLOS
222
Compagnie Lombard Odier SCmA
Switzerland
$6.4M 97,875 +4,950 +5%
HAI
223
Hennessy Advisors Inc
California
$6.37M 97,450 +23,500 +32%
LTFS
224
Ladenburg Thalmann Financial Services
Florida
$6.3M 96,791 -33,284 -26%
WCMN
225
Westchester Capital Management (Nebraska)
Nebraska
$6.21M 95,064 +150 +0.2%
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