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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
Robeco Institutional Asset Management
201
Robeco Institutional Asset Management
Netherlands
$8.3M +$621K +8,113 +7%
QAM
202
QCI Asset Management
New York
$8.14M +$9.53M +124,547 +2,075,783%
Janus Henderson Group
203
Janus Henderson Group
United Kingdom
$8.14M
ABC
204
Associated Banc-Corp
Wisconsin
$8.09M -$900K -11,771 -9%
OPERF
205
Oregon Public Employees Retirement Fund
Oregon
$7.82M +$61.6K +806 +0.7%
Zurich Cantonal Bank
206
Zurich Cantonal Bank
Switzerland
$7.82M +$113K +1,478 +1%
Janney Montgomery Scott
207
Janney Montgomery Scott
Pennsylvania
$7.75M -$1.12M -14,616 -11%
FIM
208
Foresters Investment Management
New York
$7.74M -$7.65K -100 -0.1%
Nomura Asset Management
209
Nomura Asset Management
Japan
$7.35M +$316K +4,128 +4%
SEI Investments
210
SEI Investments
Pennsylvania
$7.34M +$4.71M +61,636 +122%
OC
211
Oppenheimer & Co
New York
$7.28M -$228K -2,978 -3%
JMPWA
212
JP Morgan Private Wealth Advisors
California
$7.23M -$2.04M -26,613 -19%
GG
213
Gofen & Glossberg
Illinois
$7.23M -$859K -11,232 -9%
FAF
214
Fjarde Ap-fonden
Sweden
$7.18M -$655K -8,561 -7%
CCC
215
Chelsea Counsel Company
California
$7.17M -$134K -1,750 -2%
DCM
216
Dupont Capital Management
Delaware
$7.12M -$5.08M -66,401 -38%
URS
217
Utah Retirement Systems
Utah
$7.07M +$45.9K +600 +0.6%
Natixis Advisors
218
Natixis Advisors
Massachusetts
$6.87M +$1.13M +14,823 +16%
Envestnet Asset Management
219
Envestnet Asset Management
Illinois
$6.78M -$153K -2,002 -2%
PGFC
220
Peapack-Gladstone Financial Corp
New Jersey
$6.51M -$4.59K -60 -0.1%
HNB
221
Huntington National Bank
Ohio
$6.42M -$281K -3,668 -4%
CLOS
222
Compagnie Lombard Odier SCmA
Switzerland
$6.4M +$379K +4,950 +5%
HAI
223
Hennessy Advisors Inc
California
$6.37M +$1.8M +23,500 +32%
LTFS
224
Ladenburg Thalmann Financial Services
Florida
$6.3M -$2.55M -33,284 -26%
WCMN
225
Westchester Capital Management (Nebraska)
Nebraska
$6.21M +$11.5K +150 +0.2%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.