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Hennessy Advisors Inc’s Caterpillar CAT Stock Holding History

Hennessy Advisors Inc’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-6,900
Closed -$3.95M – 283
2025
Q4 		$3.95M Sell
6,900
-100
-1% -$55.6K 0.14% 168
2025
Q3 		$3.34M Buy
7,000
+100
+1% +$42.7K 0.12% 180
2025
Q2 		$2.68M Sell
6,900
-100
-1% -$33.3K 0.09% 201
2025
Q1 		$2.31M Sell
7,000
-1,600
-19% -$570K 0.08% 222
2024
Q4 		$3.12M Sell
8,600
-500
-5% -$194K 0.09% 190
2024
Q3 		$3.56M Sell
9,100
-200
-2% -$69.1K 0.11% 185
2024
Q2 		$3.1M Sell
9,300
-100
-1% -$34.7K 0.12% 182
2024
Q1 		$3.44M Sell
9,400
-1,200
-11% -$384K 0.15% 166
2023
Q4 		$3.13M Hold
10,600
– – 0.16% 176
2023
Q3 		$2.89M Sell
10,600
-200
-2% -$54.3K 0.2% 133
2023
Q2 		$2.66M Sell
10,800
-300
-3% -$66.9K 0.19% 150
2023
Q1 		$2.54M Sell
11,100
-1,600
-13% -$387K 0.19% 158
2022
Q4 		$3.04M Sell
12,700
-800
-6% -$174K 0.2% 152
2022
Q3 		$2.21M Sell
13,500
-200
-1% -$36.5K 0.15% 195
2022
Q2 		$2.45M Sell
13,700
-300
-2% -$63.2K 0.15% 198
2022
Q1 		$3.12M Buy
+14,000
New +$2.94M 0.16% 194
2021
Q1 		– Sell
-50,800
Closed -$9.25M – 280
2020
Q4 		$9.25M Sell
50,800
-2,700
-5% -$458K 0.59% 52
2020
Q3 		$7.98M Sell
53,500
-8,300
-13% -$1.17M 0.56% 56
2020
Q2 		$7.82M Sell
61,800
-2,000
-3% -$237K 0.54% 55
2020
Q1 		$7.4M Buy
63,800
+38,100
+148% +$4.87M 0.56% 49
2019
Q4 		$3.79M Sell
25,700
-1,400
-5% -$195K 0.19% 142
2019
Q3 		$3.42M Buy
27,100
+7,600
+39% +$966K 0.17% 143
2019
Q2 		$2.66M Buy
19,500
+400
+2% +$52.9K 0.13% 205
2019
Q1 		$2.59M Buy
+19,100
New +$2.54M 0.12% 202
2018
Q2 		– Sell
-1,762
Closed -$260K – 283
2018
Q1 		$260K Sell
1,762
-64,688
-97% -$10.2M 0.01% 339
2017
Q4 		$10.5M Sell
66,450
-25,350
-28% -$3.52M 0.32% 77
2017
Q3 		$11.4M Sell
91,800
-26,200
-22% -$3.02M 0.35% 68
2017
Q2 		$12.7M Sell
118,000
-8,950
-7% -$909K 0.39% 64
2017
Q1 		$11.8M Sell
126,950
-17,100
-12% -$1.62M 0.35% 69
2016
Q4 		$13.4M Sell
144,050
-1,750
-1% -$159K 0.4% 67
2016
Q3 		$12.9M Buy
145,800
+4,000
+3% +$327K 0.37% 79
2016
Q2 		$10.8M Buy
141,800
+1,300
+0.9% +$97.4K 0.33% 72
2016
Q1 		$10.8M Buy
140,500
+8,200
+6% +$550K 0.33% 69
2015
Q4 		$8.99M Buy
132,300
+34,850
+36% +$2.44M 0.28% 86
2015
Q3 		$6.37M Buy
97,450
+23,500
+32% +$1.8M 0.19% 106
2015
Q2 		$6.27M Buy
73,950
+8,350
+13% +$718K 0.19% 111
2015
Q1 		$5.25M Buy
65,600
+41,100
+168% +$3.42M 0.15% 147
2014
Q4 		$2.24M Hold
24,500
– – 0.06% 253
2014
Q3 		$2.43M Sell
24,500
-500
-2% -$53K 0.07% 236
2014
Q2 		$2.72M Buy
25,000
+1,900
+8% +$199K 0.08% 237
2014
Q1 		$2.29M Buy
23,100
+5,200
+29% +$490K 0.09% 245
2013
Q4 		$1.63M Sell
17,900
-500
-3% -$42.7K 0.07% 286
2013
Q3 		$1.53M Sell
18,400
-600
-3% -$50.7K 0.07% 289
2013
Q2 		$1.57M Buy
+19,000
New +$1.62M 0.08% 276

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Hennessy Advisors Inc's CAT Position: Q1 2026 in Review

Hennessy Advisors Inc sold out of Caterpillar (CAT) in Q1 2026, closing a stake of 6,900 shares — an estimated $3.95M sold.

Hennessy Advisors Inc first reported a position in CAT in Q2 2013 and held it in 44 quarters. The position peaked at $13.4M in Q4 2016. 3,734 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Hennessy Advisors Inc reported no remaining Caterpillar position as of Q1 2026 after selling out during the quarter.
  • Hennessy Advisors Inc sold 6,900 Caterpillar shares in Q1 2026, an estimated $3.95M.
  • Hennessy Advisors Inc first reported a position in Caterpillar in Q2 2013 and held it in 44 quarters.
  • Hennessy Advisors Inc's Caterpillar position peaked at $13.4M in Q4 2016.
  • 3,734 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Hennessy Advisors Inc's 13F filing for Q1 2026, filed 21 Apr 2026.